| 時間：2020年12月11日 08:40:52 中財網 |
原標題:溫嶺工量刃具:白色申請表格
.
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
如閣下欲以本身名義登記將獲發行的香港發售股份，請使用本表格
Staple your
payment
here
請將股款
緊釘在此
This Application Form uses the same terms as defined in the prospectus of Wenling Zhejiang Measuring and Cutting Tools Trading Centre
Company Limited* (the 「Company」) dated 11 December 2020 (the 「Prospectus」).
本申請表格所用詞彙與溫嶺浙江工量刃具交易中心股份有限公司（「本公司」）於2020年12月11日刊發的招股章程（「招股章程」）所界
定者相同。
Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong Offer Shares
in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the United States without registration
or an exemption from registration under the U.S. Securities Act.
本申請表格及招股章程概不構成在香港以外的任何司法管轄區要約出售或遊說要約購買任何香港發售股份。若無根據美國《證券
法》登記或獲豁免登記，香港發售股份不得在美國提呈發售或出售。
This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever
in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction.
任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法管轄區內概不得發送或派發或複製（不論以任何方式，亦不
論全部或部分）本申請表格及招股章程。
Copies of the Prospectus, all related Application Forms and the other documents specified in the 「Documents to be Delivered to the Registrar of Companies in
Hong Kong and Available for Inspection – Documents Delivered to the Registrar of Companies」 section in Appendix VIII to the Prospectus, have been registered
by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter
32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the 「Stock Exchange」), Hong Kong
Securities Clearing Company Limited (「HKSCC」), the Securities and Futures Commission of Hong Kong (the 「SFC」) and the Registrar of Companies of Hong
Kong take no responsibility for the contents of these documents.
招股章程、所有相關申請表格及招股章程附錄八「送呈香港公司註冊處處長及備查文件－送呈公司註冊處處長的文件」一節所述的其他文件已遵照香
港法例第32章《公司（清盤及雜項條文）條例》第342C條的規定送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司
（「聯交所」）、香港中央結算有限公司（「香港結算」）、香港證券及期貨事務監察委員會（「證監會」）及香港公司註冊處處長對此等文件的內容概不負責。
溫嶺浙江工量刃具交易中心股份有限公司
Wenling Zhejiang Measuring and Cutting Tools Trading Centre Company Limited*
(A joint stock company incorporated in the People’s Republic of China with limited liability)
（於中華人民共和國註冊成立的股份有限公司）
Stock code : 1379
股份代號
: 1379
Maximum Offer Price : HK$6.75 per H Share, plus brokerage of 1%,
SFC transaction levy of 0.0027% and Stock
Exchange trading fee of 0.005% (payable in
full on application in Hong Kong dollars
and subject to refund)
最高發售價
:每股H股6.75港元，另加1%經紀佣金、
0.0027%證監會交易徵費及0.005%聯交所
交易費（須於申請時以港元繳足，多繳股款
可予退還）
You should read this Application Form in conjunction with the Prospectus, which contains further
information on the application procedures. 招股章程載有關於申請程序的其他資料，閣下應將本申請表格
連同招股章程一併閱讀。
Application Form 申請表格
To: Wenling Zhejiang Measuring and Cutting Tools 致：溫嶺浙江工量刃具交易中心股份有限公司
Trading Centre Company Limited*
Sole Sponsor獨家保薦人
Joint Global Coordinators聯席全球協調人
Joint Bookrunners聯席賬簿管理人
Joint Lead Managers聯席牽頭經辦人
The Hong Kong Underwriters香港包銷商
Applicants』 declaration申請人聲明
I/We agree to the terms and conditions and application 本人╱吾等同意本申請表格及招股章程內的條款及條件以
procedures in this Application Form and the Prospectus. 及申請程序。請參閱本申請表格「填妥並遞交本申請表格的
Please refer to the 「Effect of completing and submitting this 效用」一節。
Application Form」 section of this Application Form.
Warning: Only one application may be made for the benefit 警告：僅可就任何人士的利益作出一份申請。請參閱「填妥
of any person. Please refer to the last four bullets of 「Effect 並遞交本申請表格的效用」一節最後四點。
of completing and submitting this Application Form」
section.
* For identification purposes only *僅供識別
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
如閣下欲以本身名義登記將獲發行的香港發售股份，請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign):
For Broker use 此欄供經紀填寫
Lodged by 遞交申請的經紀
由（所有）申請人簽署（所有聯名申請人必須簽署）：
Broker No. 經紀號碼
Broker’s Chop 經紀印章
Date 日期：
//
D日
M月
Y年
Number of Hong Kong Offer Shares applied for
(not more than 1,000,000 H Shares)
Cheque/banker’s cashier order number 支票╱銀行本票號碼
申請香港發售股份數目（不超過1,000,000股H股）
Name of bank on which cheque/banker’s cashier order is drawn (see
Total amount 總額
HK$ 港元
「How to make your application」 section)
兌現支票╱銀行本票的銀行名稱（見「申請手續」一節）
Name in English (in BLOCK letters) 英文姓名╱名稱（以正楷填寫）
Family name or company name 姓氏或公司名稱
Forename(s) 名字
Name in Chinese 中文姓名╱名稱
Family name or company name 姓氏或公司名稱
Forename(s) 名字
Occupation in English 職業（以英文填寫）
Names of all other joint applicants in English (if any, in BLOCK letters)
所有其他聯名申請人的英文姓名╱名稱（如有，以正楷填寫）
1)
2)
3)
Hong Kong Identity Card No./Passport No./Hong Kong Business
Registration No.* (Please delete as appropriate) 香港身份證號碼╱護
照號碼╱香港商業登記號碼*
（請刪除不適用者）
Hong Kong Identity Card No./Passport No./Hong Kong Business
Registration No. of all other joint applicants* (Please delete as
appropriate) 所有其他聯名申請人的香港身份證號碼╱護照號碼╱
香港商業登記號碼*
（請刪除不適用者）
1)
2)
3)
Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant
only, in BLOCK letters) 香港地址（以英文正楷填寫）及電話號碼（聯名申請人只須填寫排名首位申請人的地址及電話號碼）
Telephone No. 電話號碼
For Nominees: You will be treated as applying for your own benefit
if you do not complete this section. Please provide an account number
or identification code for each (joint) beneficial owner. 由代名人遞
交：閣下若不填寫本節，是項申請將視作為閣下本身利益提
出。請填寫每名（聯名）實益擁有人的賬戶號碼或識別編碼。
ADDRESS LABEL 地址標貼
(Your name(s) and address in Hong
Kong in BLOCK letters 請用正楷填寫閣下姓名╱名稱及香港
地址）
For Internal use
此欄供內部使用
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
如閣下欲以本身名義登記將獲發行的香港發售股份，請使用本表格
* (1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong Kong
Identity Card, his passport number. A body corporate must provide its Hong Kong Business Registration
number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card
number(s)/passport number(s)/Hong Kong Business Registration number(s) will be transferred to a third
party for checking the Application Form’s validity. 個人須填寫其香港身份證號碼或（如非香港身份證持
有人）護照號碼。法人團體須填寫其香港商業登記號碼。每名聯名申請人均須提供其相關號碼。該
等香港身份證號碼╱護照號碼╱香港商業登記號碼將轉交第三方以核實申請表格的有效性。
(2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named
applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong
Kong Identity Card number/passport number before you can cash your refund cheque. 退款支票（如有）上
或會印有閣下或（如屬聯名申請人）排名首位申請人的香港身份證號碼╱護照號碼的一部分。銀行
兌現退款支票前或會要求查證閣下的香港身份證號碼╱護照號碼。
(3) If an application is made by an unlisted company and:
. the principal business of that company is dealing in securities; and
. you exercise statutory control over that company,
then the application will be treated as being made for your benefit.
倘申請人是一家非上市公司，而：
.該公司的主要業務為證券買賣；及
.閣下對該公司可行使法定控制權，
則是項申請將視作為閣下的利益提出。
Sample 樣板
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
如閣下欲以本身名義登記將獲發行的香港發售股份，請使用本表格
* (1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong Kong
Identity Card, his passport number. A body corporate must provide its Hong Kong Business Registration
number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card
number(s)/passport number(s)/Hong Kong Business Registration number(s) will be transferred to a third
party for checking the Application Form’s validity. 個人須填寫其香港身份證號碼或（如非香港身份證持
有人）護照號碼。法人團體須填寫其香港商業登記號碼。每名聯名申請人均須提供其相關號碼。該
等香港身份證號碼╱護照號碼╱香港商業登記號碼將轉交第三方以核實申請表格的有效性。
(2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named
applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong
Kong Identity Card number/passport number before you can cash your refund cheque. 退款支票（如有）上
或會印有閣下或（如屬聯名申請人）排名首位申請人的香港身份證號碼╱護照號碼的一部分。銀行
兌現退款支票前或會要求查證閣下的香港身份證號碼╱護照號碼。
(3) If an application is made by an unlisted company and:
. the principal business of that company is dealing in securities; and
. you exercise statutory control over that company,
then the application will be treated as being made for your benefit.
倘申請人是一家非上市公司，而：
.該公司的主要業務為證券買賣；及
.閣下對該公司可行使法定控制權，
則是項申請將視作為閣下的利益提出。
Sample 樣板
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Sample
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
How to make your application
1.
Use the table below to calculate how much you must pay. Your application must be for a minimum of 500
Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
Wenling Zhejiang Measuring and Cutting Tools Trading Centre Company Limited*
(Stock Code: 1379)
(HK$6.75 per Hong Kong Offer Share)
NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of Hong Kong
Offer Shares
applied for
Amount payable
on application
HK$
No. of Hong Kong
Offer Shares
applied for
Amount payable
on application
HK$
No. of Hong Kong
Offer Shares
applied for
Amount payable
on application
HK$
No. of Hong Kong
Offer Shares
applied for
Amount payable
on application
HK$
500 3,409.01 8,000 54,544.16 70,000 477,261.39 600,000 4,090,811.85
1,000 6,818.02 9,000 61,362.18 80,000 545,441.58 700,000 4,772,613.83
1,500 10,227.03 10,000 68,180.20 90,000 613,621.78 800,000 5,454,415.80
2,000 13,636.04 15,000 102,270.29 100,000 681,801.98 900,000 6,136,217.78
2,500 17,045.05 20,000 136,360.40 150,000 1,022,702.97 1,000,000# 6,818,019.75
3,000 20,454.06 25,000 170,450.50 200,000 1,363,603.95
3,500 23,863.07 30,000 204,540.60 250,000 1,704,504.94
4,000 27,272.08 35,000 238,630.69 300,000 2,045,405.93
4,500 30,681.09 40,000 272,720.79 350,000 2,386,306.92
5,000 34,090.10 45,000 306,810.89 400,000 2,727,207.90
6,000 40,908.12 50,000 340,900.99 450,000 3,068,108.89
7,000 47,726.14 60,000 409,081.19 500,000 3,409,009.88
# Maximum number of Hong Kong Offer Shares you may apply for
2.
Complete the form in English in BLOCK letter and sign it. Only written signatures will be accepted (and not
by way of personal chop).
3.
Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares
must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application
will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:
The cheque must: Banker’s cashier order must:
. be in Hong Kong dollars;
. not be post-dated;
. be made payable to 「ICBC (ASIA) NOMINEE LIMITED – WENLING ZHEJIANG MEASURING
AND CUTTING TOOLS TRADING CENTRE COMPANY PUBLIC OFFER」;
. be crossed 「Account Payee Only」;
. be drawn on your Hong Kong dollar bank account
in Hong Kong; and
. show your account name, which must either be
pre-printed on the cheque, or be endorsed on the
back by a person authorised by the bank. This
account name must correspond with your name. If
it is a joint application, the account name must be
the same as the first-named applicant’s name.
. be issued by a licensed bank in Hong Kong, and
have your name certified on the back by a person
authorised by the bank. The name on the banker’s
cashier order must correspond with your name. If
it is a joint application, the name on the back of
the banker’s cashier order must be the same as the
first-named applicant’s name.
* For identification purposes only
4. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or
banker’s cashier order attached) to one of the collection boxes at any of the following branches of:
Industrial and Commercial Bank of China (Asia) Limited
District Branch name Address
Hong Kong Island Admiralty Branch Shop 1013–1014, 1/F, United Centre, 95 Queensway
Admiralty, Hong Kong
Fortress Hill Branch Shop A–C, G/F, Kwong Chiu Terrace
272–276 King’s Road, Hong Kong
Kowloon Tsimshatsui East Branch Shop B, G/F, Railway Plaza, 39 Chatham Road South
Tsimshatsui, Kowloon
Hung Hom Branch Shop 2A, G/F, Hung Hom Shopping Mall
2–34E Tak Man Street, Hung Hom, Kowloon
New Territories Yuen Long Branch G/F, 197–199 Castle Peak Road, Yuen Long, New Territories
5. Your Application Form can be lodged at these times:
Friday 11 December 2020 – 9:00 a.m. to 4:00 p.m.
Saturday, 12 December 2020 – 9:00 a.m. to 12:00 noon
Monday, 14 December 2020 – 9:00 a.m. to 4:00 p.m.
Tuesday, 15 December 2020 – 9:00 a.m. to 4:00 p.m.
Wednesday, 16 December 2020 – 9:00 a.m. to 12:00 noon
6. The latest time for lodging your application is 12:00 noon on Wednesday, 16 December 2020. The application
lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as
described in 「10. Effect of Bad Weather and/or Extreme Conditions on the Opening of the Application Lists」
in the 「How to Apply for Hong Kong Offer Shares」 section of the Prospectus.
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
Sample 樣板
Sample Please use this form if you want the Hong Kong Offer Shares to be issued in your name
Sample 樣板
Sample
如閣下欲以本身名義登記將獲發行的香港發售股份，請使用本表格
申請手續
1.
使用下表計算閣下應付的款項。閣下申請認購的股份數目須至少為500股香港發售股份，並為下表
所列的其中一個數目，否則閣下的申請將不獲受理。
溫嶺浙江工量刃具交易中心股份有限公司
（股份代號：1379）
（每股香港發售股份6.75港元）
可供申請認購的香港發售股份數目及應繳款項
申請認購的
香港發售
股份數目
申請時
應繳款項
港元
申請認購的
香港發售
股份數目
申請時
應繳款項
港元
申請認購的
香港發售
股份數目
申請時
應繳款項
港元
申請認購的
香港發售
股份數目
申請時
應繳款項
港元
500
1,000
1,500
2,000
2,500
3,000
3,500
4,000
4,500
5,000
6,000
7,000
3,409.01
6,818.02
10,227.03
13,636.04
17,045.05
20,454.06
23,863.07
27,272.08
30,681.09
34,090.10
40,908.12
47,726.14
8,000
9,000
10,000
15,000
20,000
25,000
30,000
35,000
40,000
45,000
50,000
60,000
54,544.16
61,362.18
68,180.20
102,270.29
136,360.40
170,450.50
204,540.60
238,630.69
272,720.79
306,810.89
340,900.99
409,081.19
70,000
80,000
90,000
100,000
150,000
200,000
250,000
300,000
350,000
400,000
450,000
500,000
477,261.39
545,441.58
613,621.78
681,801.98
1,022,702.97
1,363,603.95
1,704,504.94
2,045,405.93
2,386,306.92
2,727,207.90
3,068,108.89
3,409,009.88
600,000
700,000
800,000
900,000
1,000,000#
4,090,811.85
4,772,613.83
5,454,415.80
6,136,217.78
6,818,019.75
#閣下可申請認購的香港發售股份最高數目
2.
以英文正楷填妥及簽署表格。僅接納親筆簽名（不得以個人印章代替）。
3.
閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出的支票或一張獨立開
出的銀行本票。支票或銀行本票必須符合以下所有規定，否則閣下的申請將不獲受理：
支票必須：銀行本票必須：
.為港元；
.不得為期票；
.註明抬頭人為「工銀亞洲代理人有限公司－溫嶺浙江工量刃具交易中心公開發售」；
.劃線註明「只準入抬頭人賬戶」；
.從閣下在香港的港元銀行賬戶中開出；及
.顯示閣下的賬戶名稱，而該賬戶名稱必須已
預印在支票上，或由有關銀行授權的人士在支
票背書。該賬戶名稱必須與閣下的姓名╱名
稱相同。如屬聯名申請，賬戶名稱必須與排名
首位申請人的姓名╱名稱相同。
.須由香港持牌銀行開出，並由有關銀行授權的
人士在銀行本票背面簽署核證閣下的姓名╱
名稱。銀行本票所示姓名╱名稱須與閣下的
姓名╱名稱相同。如屬聯名申請，銀行本票背
面所示姓名╱名稱必須與排名首位申請人的姓
名╱名稱相同。
4. 請撕下申請表格，對摺一次，然後將填妥的申請表格（連同隨附的支票或銀行本票）投入下列任何一家
分行特設的收集箱：
中國工商銀行（亞洲）有限公司
地區分行名稱地址
香港島金鐘分行香港金鐘道95號統一中心
1樓1013–1014號鋪
炮臺山分行香港英皇道272–276號光超臺地下A–C號鋪
九龍尖沙咀東分行九龍尖沙咀漆鹹道南39號
鐵路大廈地下B鋪
紅磡分行九龍紅磡德民街2–34E號
紅磡商場地下2A鋪
新界元朗分行新界元朗青山道197–199號地下
5. 閣下可於下列時間遞交申請表格：
2020年12月11日（星期五）－上午九時正至下午四時正
2020年12月12日（
星期六）－上午九時正至中午十二時正
2020年12月14日（星期一）－上午九時正至下午四時正
2020年12月15日（星期二）－上午九時正至下午四時正
2020年12月16日（星期三）－上午九時正至中午十二時正
6. 截止遞交申請的時間為2020年12月16日（星期三）中午十二時正。本公司將於當日上午十一時四十五分
至中午十二時正期間登記認購申請，惟僅受限於當日的天氣情況（詳見招股章程「如何申請香港發售股
份」一節「10.惡劣天氣及╱或極端情況對開始辦理申請登記的影響」）。
如 閣下欲以本身名義登記將獲發行的香港發售股份，請使用本表格
Sample 樣板
Sample 如 閣下欲以本身名義登記將獲發行的香港發售股份，請使用本表格
Sample 樣板
Sample
Please use this form if you want the Hong Kong Public Offer Shares to be issued in your name
Wenling Zhejiang Measuring and Cutting Tools Trading Centre Company Limited*
(A joint stock company incorporated in the People’s Republic of China with limited liability)
GLOBAL OFFERING
Conditions of your application
A.
Who can apply
1.
You and any person(s) for whose benefit you are applying must be 18
years of age or older and must have a Hong Kong address.
2.
If you are a firm, the application must be in the individual members』
names.
3.
The number of joint applicants may not exceed 4.
4.
If you are a body corporate, the application must be signed by a duly
authorised officer, who must state his representative capacity, and
stamped with your corporation’s chop.
5.
You must be outside the United States, not be a United States Person (as
defined in Regulation S) and not be a legal or natural person of the PRC.
6.
Unless permitted by the Listing Rules, you cannot apply for any Hong
Kong Offer Shares if you are:
.
an existing beneficial owner of Shares in the Company and/ or any
of its subsidiaries;
.
a Director, chief executive officer or Supervisor of the Company
and/or any of its subsidiaries;
.
a close associate (as defined in the Listing Rules) of any of the
above; or
.
have been allocated or have applied for or indicated an interest in
any Offer Shares under the International Placing.
B.
If you are a nominee
You, as a nominee, may make more than one application for the Hong Kong
Offer Shares by: (i) giving electronic application instructions to HKSCC
via Central Clearing and Settlement System (「CCASS」) (if you are a CCASS
Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge
more than one application in your own name on behalf of different beneficial
owners.
C.
Effect of completing and submitting this Application Form
By completing and submitting this Application Form, you (and if you are joint
applicants, each of you jointly and severally) for yourself or as an agent or a
nominee on behalf of each person for whom you act:
.
undertake to execute all relevant documents and instruct and authorise
the Company, the Sole Sponsor, the Joint Global Coordinators, the Joint
Bookrunners and/or the Underwriters (or their agents or nominees), as
agents of the Company, to execute any documents for you and to do on
your behalf all things necessary to register any Hong Kong Offer Shares
allocated to you in your name as required by the Articles of Association;
.
agree to comply with the Companies Ordinance (Chapter 622 of the
Laws of Hong Kong), the Companies (Winding Up and Miscellaneous
Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong) and the
Articles of Association;
.
confirm that you have read the terms and conditions and application
procedures set out in the Prospectus and in this Application Form and
agree to be bound by them;
.
confirm that you have received and read the Prospectus and have only
relied on the information and representations contained in the Prospectus
in making your application and will not rely on any other information or
representations except those in any supplement to the Prospectus;
.
confirm that you are aware of the restrictions on the Global
Offering in the Prospectus;
.
agree that none of the Company, the Sole Sponsor, the Joint Global
Coordinators, the Joint Bookrunners, the Joint Lead Managers, the
Underwriters, their respective directors, officers, employees, partners,
agents, advisers and any other parties involved in the Global Offering
is or will be liable for any information and representations not in the
Prospectus (and any supplement to it);
.
undertake and confirm that you or the person(s) for whose benefit you
have made the application have not applied for or taken up, or indicated
an interest for, and will not apply for or take up, or indicate an interest
for, any Offer Shares under the International Placing nor participated in
the International Placing;
.
agree to disclose to the Company, the H Share Registrar, the receiving
bank, the Sole Sponsor, the Joint Global Coordinators, the Joint
Bookrunners, the Joint Lead Managers, the Underwriters and/or their
respective advisers and agents any personal data which they may require
about you and the person(s) for whose benefit you have made the
application;
.
if the laws of any place outside Hong Kong apply to your application,
agree and warrant that you have complied with all such laws and none of
the Company, the Sole Sponsor, the Joint Global Coordinators, the Joint
Bookrunners, the Joint Lead Managers and the Underwriters nor any of
their respective officers or advisers will breach any law outside Hong
Kong as a result of the acceptance of your offer to purchase, or any action
arising from your rights and obligations under the terms and conditions
contained in the Prospectus and this Application Form;
.
agree that once your application has been accepted, you may not rescind
it because of an innocent misrepresentation;
.
agree that your application will be governed by the laws of Hong Kong;
.
represent, warrant and undertake that (i) you understand that the Hong
Kong Offer Shares have not been and will not be registered under the U.S.
Securities Act; and (ii) you and any person for whose benefit you are
applying for the Hong Kong Offer Shares are outside the United States (as
defined in Regulation S) or are a person described in paragraph (h)(3) of
Rule 902 of Regulation S;
.
warrant that the information you have provided is true and accurate;
.
agree to accept the Hong Kong Offer Shares applied for, or any lesser
number allocated to you under the application;
.
authorise the Company to place your name(s) on the Company’s H Share
register of members as the holder(s) of any Hong Kong Offer Shares
allocated to you, and the Company and/or its agents to send any H Share
certificate(s) and/or any refund cheque(s) and/or e-Auto Refund payment
instruction(s) to you or the first-named applicant for joint application by
ordinary post at your own risk to the address stated on the application,
unless you fulfil the criteria mentioned in 「personal collection」 section in
the Prospectus to collect the Share certificate(s) and/or refund cheque(s)
in person;
.
understand that, where the International Placing Shares are
undersubscribed and the Hong Kong Offer Shares are oversubscribed,
up to 2,000,000 H Shares may be reallocated to the Hong Kong Public
Offering from the International Placing, increasing the total number of
Hong Kong Offer Shares to 4,000,000 H Shares, representing 20% of
the Offer Shares initially available under the Global Offering. Further
details of the reallocation are stated in the paragraph headed 「Structure
and Conditions of the Global Offering – Hong Kong Public Offering –
Reallocation and Clawback」 of the Prospectus;
.
declare and represent that this is the only application made and the only
application intended by you to be made to benefit you or the person for
whose benefit you are applying;
* For identification purposes only
. understand that the Company, the Sole Sponsor, the Joint Global
Coordinators, the Joint Bookrunners and the Joint Lead Managers will
rely on your declarations and representations in deciding whether or not
to make any allotment of any of the Hong Kong Offer Shares to you and
that you may be prosecuted for making a false declaration;
. (if the application is made for your own benefit) warrant that no other
application has been or will be made for your benefit on a WHITE
or YELLOW Application Form or by giving electronic application
instructions to HKSCC or to the HK eIPO White Form Service
Provider by you or by any one as your agent or by any other person; and
. (if you are making the application as an agent for the benefit of another
person) warrant that (i) no other application has been or will be made by
you as an agent for or for the benefit of that person or by that person or by
any other person as an agent for that person on a WHITE or YELLOW
Application Form or by giving electronic application instructions
to HKSCC or to the HK eIPO White Form Service Provider and (ii)
you have due authority to sign the Application Form or give electronic
application instructions on behalf of that other person as their agent.
D. Power of attorney
If your application is made through an authorised attorney, the Company and
the Joint Bookrunners may accept or reject your application at their discretion,
and on any conditions they think fit, including evidence of the attorney’s
authority.
Determination of Offer Price and Allocation of Hong Kong Offer Shares
The Offer Price is expected to be fixed on or around Wednesday, 16 December
2020. Applicants are required to pay the maximum Offer Price of HK$6.75
for each Hong Kong Offer Share together with 1% brokerage, 0.0027% SFC
transaction levy and 0.005% Stock Exchange trading fee. If the Offer Price is
not agreed between the Company and the Joint Bookrunners (for themselves
and on behalf of the Underwriters) on or before Thursday, 24 December 2020,
the Global Offering will not proceed.
Applications for Hong Kong Offer Shares will not be processed and no
allotment of any Hong Kong Offer Shares will be made until the application
lists close.
The Company expects to announce the fixed Offer Price, the level of indication
of interest in the International Placing, the level of applications under the Hong
Kong Public Offering and the basis of allocation of the Hong Kong Public
Offering on Tuesday, 29 December 2020 on the website of the Stock Exchange
at www.hkexnews.hk and the Company’s website at http://cnglj.com.
Results of allocations in the Hong Kong Public Offering, and the Hong Kong
Identity Card/passport/Hong Kong business registration numbers of successful
applicants (where applicable) will be available on the above websites.
The allocation of the Offer Shares between the Hong Kong Public Offering
and the International Placing will be subject to adjustment as described in
the section headed 「Structure and Conditions of the Global Offering」 in the
Prospectus. In particular, the Joint Bookrunners may reallocate Offer Shares
from the International Placing to the Hong Kong Public Offering to satisfy
valid applications under the Hong Kong Public Offering. In accordance with
Guidance Letter HKEX-GL91-18 issued by the Stock Exchange, if such
reallocation is done other than pursuant to Practice Note 18 of the Listing
Rules, the maximum total number of Offer Shares that may be reallocated
to the Hong Kong Public Offering following such reallocation shall be not
more than double the initial allocation to the Hong Kong Public Offering (i.e.
4,000,000 Offer Shares, representing 20% of the total number of the Shares
initially being offered under the Global Offering) and the final Offer Price shall
be fixed at the low-end of the indicative Offer Price range (i.e. HK$6.25 per
Offer Share) stated in the Prospectus.
If your application for Hong Kong Offer Shares is successful (in whole or
in part)
If you apply for 1,000,000 or more Hong Kong Offer Shares and have provided
all information required by your Application Form, you may collect your
refund cheque(s) and/or H Share certificate(s) (where applicable) in person and
may do so from: our H Share Registrar, Tricor Investor Services Limited at
Level 54, Hopewell Centre, 183 Queen’s Road East, Hong Kong from 9:00 a.m.
to 1:00 p.m. on Tuesday, 29 December 2020 or such other date as notified by us.
If you are an individual who is eligible for personal collection, you must not
authorise any other person to collect for you. If you are a corporate applicant
which is eligible for personal collection, your authorised representative
must bear a letter of authorisation from your corporation stamped with your
corporation’s chop. Both individuals and authorised representatives must
produce, at the time of collection, evidence of identity acceptable to Tricor
Investor Services Limited.
If you do not collect your H Share certificate(s) and/or refund cheque(s)
personally within the time period specified for collection, they will be
dispatched promptly to the address as specified on this Application Form by
ordinary post at your own risk.
If you apply for less than 1,000,000 Hong Kong Offer Shares, your refund
cheque(s) and/or H Share certificate(s) (where applicable) will be sent to the
address on the relevant Application Form on or before Tuesday, 29 December
2020, by ordinary post and at your own risk.
No receipt will be issued for application monies paid. The Company will not
issue temporary documents of title.
Refund of your monies
If you do not receive any Hong Kong Offer Shares or if your application is
accepted only in part, the Company will refund to you your application monies
(including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005%
Stock Exchange trading fee) without interest. If the Offer Price is less than the
maximum Offer Price, the Company will refund to you the surplus application
monies (including the related 1% brokerage, 0.0027% SFC transaction levy
and 0.005% Stock Exchange trading fee) without interest.
The refund procedures are stated in the 「14. Despatch/Collection of Share
Certificates and Refund Monies」 in the 「How to Apply for Hong Kong Offer
Shares」 section of the Prospectus.
Application by HKSCC Nominees Limited (「HKSCC Nominees」)
Where this Application Form is signed by HKSCC Nominees on behalf of
persons who have given electronic application instructions to apply for the
Hong Kong Offer Shares, the provisions of this Application Form which are
inconsistent with those set out in the Prospectus shall not apply and provisions
in the Prospectus shall prevail.
Without limiting the generality of this paragraph, the following sections of
this Application Form are inapplicable where this form is signed by HKSCC
Nominees:
. 「Applicants』 declaration」 on the first page;
. 「Warning」 on the first page;
. 「If you are a nominee」;
. All representations and warranties under the 「Effect of completing and
submitting this Application Form」 section, except the first one regarding
registration of Hong Kong Offer Shares in the applicant’s name and
the signing of documents to enable the applicant to be registered as the
holder of the Hong Kong Offer Shares;
. 「If your application for Hong Kong Offer Shares is successful (in whole
or in part)」; and
. 「Refund of your monies」.
The following sections in the 「How to Apply for Hong Kong Offer Shares」
section of the Prospectus are inapplicable where this form is signed by HKSCC
Nominees:
. 「8. How Many Applications Can You Make」; and
. 「12. Circumstances in Which You Will Not Be Allotted the Hong Kong
Offer Shares」.
Please use this form if you want the Hong Kong Public Offer Shares to be issued in your name
Sample 樣板
Sample Please use this form if you want the Hong Kong Public Offer Shares to be issued in your name
Sample 樣板
Sample
如閣下欲以本身名義登記將獲發行的香港發售股份，請使用本表格
溫嶺浙江工量刃具交易中心股份有限公司
（於中華人民共和國註冊成立的股份有限公司）
全球發售
申請條件
甲、可提出申請的人士
1.
閣下及閣下為其利益提出申請的人士必須年滿18歲並擁
有香港地址。
2.
如閣下為商號，則申請須以個別成員名義提出。
3.
聯名申請人不得超過四名。
4.
如閣下為法人團體，申請須經獲正式授權的高級人員簽
署，並註明其代表身份及加蓋公司印章。
5.
閣下必須身處美國境外，並非美國籍人士（定義見
S規
例），亦非中國法人或自然人。
6.
除非《上市規則》允許，否則下列人士不得申請認購任何香
港發售股份：
.
本公司及╱或其任何附屬公司股份的現有實益擁有
人；
.
本公司及╱或其任何附屬公司的董事、行政總裁或監
事；
.
上述任何人士的緊密聯繫人（定義見《上市規則》）；或
.
已獲分配或已申請或表示有意申請國際配售的任何發
售股份的人士。
乙、如閣下為代名人
閣下作為代名人可提出超過一次香港發售股份申請，方法是：
(i)透過中央結算及交收系統（「中央結算系統」）向香港結算發出
電子認購指示（如閣下為中央結算系統參與者）；或
(ii)使用
白色或黃色申請表格，以本身名義代表不同實益擁有人提交超
過一份申請。
丙、填妥並遞交本申請表格的效用
閣下填妥並遞交本申請表格，即表示閣下（如屬聯名申請
人，則各人共同及個別）代表閣下本身，或作為閣下代其
行事的每名人士的代理或代名人：
.
承諾簽立所有相關文件，並指示及授權本公司、作為本公
司代理的獨家保薦人、聯席全球協調人、聯席賬簿管理人
人及╱或包銷商（或彼等的代理或代名人）代表閣下簽立
任何文件，並代表閣下辦理一切必要事宜，以便根據組
織章程細則的規定以閣下名義登記閣下獲分配的任何
香港發售股份；
.
同意遵守香港法例第622章《公司條例》、香港法例第32章
《公司（清盤及雜項條文）條例》及組織章程細則；
.
確認閣下已細閱招股章程及本申請表格所載條款及條件
以及申請程序，並同意受其約束；
.
確認閣下已接獲及細閱招股章程，提出申請時僅依據招
股章程載列的資料及陳述，且不會依賴招股章程任何補充
文件所載者以外的任何其他資料或陳述；
.
確認閣下知悉招股章程內有關全球發售的限制；
.
同意本公司、獨家保薦人、聯席全球協調人、聯席賬簿管
理人、聯席牽頭經辦人、包銷商、彼等各自的董事、高級
*僅供識別
人員、僱員、合夥人、代理、顧問及參與全球發售的任何
其他各方現時及日後均毋須對並非載於招股章程（及其任
何補充文件）的任何資料及陳述負責；
.
承諾及確認閣下或閣下為其利益提出申請的人士並無
申請或接納或表示有意認購（亦不會申請或接納或表示有
意認購）國際配售項下的任何發售股份，且並無參與國際
配售；
.
同意向本公司、H股股份過戶登記處、收款銀行、獨家保
薦人、聯席全球協調人、聯席賬簿管理人、聯席牽頭經辦
人、包銷商及╱或彼等各自的顧問及代理披露彼等所需有
關閣下及閣下為其利益提出申請人士的任何個人資
料；
.
若香港境外任何地方的法例適用於閣下的申請，則同意
及保證閣下已遵守所有有關法例，且本公司、獨家保薦
人、聯席全球協調人、聯席賬簿管理人、聯席牽頭經辦
人及包銷商及彼等各自任何高級人員或顧問均不會因接
納閣下的購買要約或閣下於招股章程及本申請表格所
載條款及條件項下的權利及責任所引致的任何行動而違反
香港境外的任何法例；
.
同意閣下的申請一經接納，即不得因無意的失實陳述而
撤銷；
.
同意閣下的申請受香港法例規管；
.
聲明、保證及承諾：
(i) 閣下明白香港發售股份不曾亦不
會根據美國《證券法》登記；及
(ii) 閣下及閣下為其利
益申請香港發售股份的人士均身處美國境外（定義見S規
例），或屬S規例第902條第(h)(3)段所述的人士；
.
保證閣下提供的資料真實及準確；
.
同意接納所申請數目或根據申請分配予閣下但數目較少
的香港發售股份；
.
授權本公司將閣下的姓名╱名稱列入本公司H股股東名
冊，作為閣下獲分配任何香港發售股份的持有人，並
授權本公司及╱或其代理將任何H股股票及╱或退款支票
及╱或電子自動退款指示以普通郵遞方式按申請所示地
址寄予閣下或聯名申請排名首位的申請人，郵誤風險
由閣下自行承擔，除非閣下符合招股章程內「親身領
取」一節所述條件親身領取股票及╱或退款支票；
.
明白倘國際配售股份認購不足而香港發售股份獲超額認
購，則最多可將2,000,000股H股由國際配售重新分配至香
港公開發售，香港發售股份總數將增至4,000,000股H股，
佔全球發售項下初步可供認購發售股份的20%。重新分配
的詳情載於招股章程「全球發售的架構及條件－香港公開
發售－重新分配及回撥」一段；
.
聲明及表示此乃閣下為本身或閣下為其利益提出申請
人士的利益提出及擬提出的唯一申請；
.明白本公司、獨家保薦人、聯席全球協調人、聯席賬簿管
理人及聯席牽頭經辦人將依據閣下的聲明及陳述決定是
否向閣下配發任何香港發售股份，閣下如作出虛假聲
明，可能會被檢控；
.（如本申請是為閣下本身的利益提出）保證閣下或作
為閣下代理的任何人士或任何其他人士不曾亦不會
為閣下的利益以白色或黃色申請表格或向香港結算或網
上白表服務供應商發出電子認購指示而提出其他申請；及
.（如閣下作為代理為另一人士的利益提出申請）保證
(i) 閣下（作為代理或為該人士利益）或該人士或任何其他
作為該人士代理的人士不曾亦不會以白色或黃色申請表格
或向香港結算或網上白表服務供應商發出電子認購指示而
提出其他申請；及(ii) 閣下獲正式授權作為該人士的代
理代為簽署申請表格或發出電子認購指示。
丁、授權書
如閣下透過授權代理人提出申請，本公司及聯席賬簿管理人
可按其認為合適的任何條件（包括出示代理人獲授權證明）酌情
接納或拒絕閣下的申請。
釐定發售價及分配香港發售股份
預期發售價將於2020年12月16日（星期三）或前後釐定。申請
人須繳付最高發售價每股香港發售股份6.75港元，另加1%經
紀佣金、0.0027%證監會交易徵費及0.005%聯交所交易費。
倘本公司與聯席賬簿管理人（為其本身及代表包銷商）並無於
2020年12月24日（星期四）或之前協定發售價，則全球發售將不
會進行。
截止辦理認購申請登記前，概不處理香港發售股份的申請或配
發任何香港發售股份。
本公司預期將於2020年12月29日（星期二）在聯交所網站
www.hkexnews.hk及本公司網站http://cnglj.com公佈協定發售
價、國際配售踴躍程度、香港公開發售認購水平及香港公開
發售分配基準。香港公開發售的分配結果以及獲接納申請人的
香港身份證╱護照╱香港商業登記號碼（如適用）將於上述網站
公佈。
香港公開發售與國際配售之間的發售股份分配將根據招股章程
「全球發售的架構及條件」一節所述者予以調整。具體而言，聯
席賬簿管理人可將國際配售的發售股份重新分配至香港公開發
售以滿足香港公開發售項下的有效申請。根據聯交所發佈的指
引信HKEX-GL91-18，倘有關重新分配並非根據《上市規則》第
18項應用指引進行，該重新分配後可重新分配至香港公開發售
的發售股份總數上限不得超過初步分配至香港公開發售的兩倍
（即4,000,000股發售股份，佔全球發售項下初步提呈發售股份
總數的20%），且最終發售價應釐定為招股章程所述指示性發
售價範圍的低位數（即每股發售股份6.25港元）。
如閣下成功申請認購香港發售股份（全部或部分）
如閣下申請認購1,000,000股或以上香港發售股份，
並已提供閣下申請表格規定的所有資料，閣下可於
2020年12月29日（星期二）或本公司公佈的有關其他日期上午九
時正至下午一時正，親臨H股股份過戶登記處卓佳證券登記有
限公司（地址為香港皇后大道東183號合和中心54樓）領取有關
退款支票及╱或H股股票（如適用）。
如閣下為個人申請人並合資格親身領取，則閣下不得授權
任何其他人士代為領取。如閣下為公司申請人並合資格派人
領取，則閣下的授權代表須攜同加蓋公司印章的授權書領
取。個人申請人及授權代表於領取時均須出示卓佳證券登記有
限公司接納的身份證明文件。
如閣下未於指定領取時間內親身領取H股股票及╱或退款支
票，有關H股股票及╱或退款支票將隨即以普通郵遞方式寄往
本申請表格所示地址，郵誤風險由閣下自行承擔。
如閣下申請認購1,000,000股以下香港發售股份，則閣
下的退款支票及╱或H股股票（如適用）將於2020年12月29日
（星期二）或之前以普通郵遞方式寄往有關申請表格所示地址，
郵誤風險由閣下自行承擔。
本公司不會就已付申請股款發出收據，亦不會發出臨時所有權
文件。
退回款項
若閣下未獲分配任何香港發售股份或申請僅部分獲接納，本
公司將不計利息退回閣下的申請股款（包括相關的1%經紀傭
金、0.0027%證監會交易徵費及0.005%聯交所交易費）。如發
售價低於最高發售價，本公司將不計利息退回多繳申請股款
（包括相關的1%經紀佣金、0.0027%證監會交易徵費及0.005%
聯交所交易費）。
有關退款程序載於招股章程「如何申請香港發售股份」一節「14.
寄發╱領取股票及退款」。
香港中央結算（代理人）有限公司（「香港結算代理人」）提出的
申請
如本申請表格由香港結算代理人代表發出電子認購指示申請香
港發售股份的人士簽署，本申請表格中與招股章程所載者不符
的條文將不適用，而以招股章程條文為準。
在不限制此段一般應用的前提下，本申請表格的以下部分在香
港結算代理人簽署本表格時並不適用：
.第一頁的「申請人聲明」；
.第一頁的「警告」；
.「如閣下為代名人」；
.「填妥並遞交本申請表格的效用」一節所有陳述及保證，惟
首項有關以申請人名義登記香港發售股份及簽署文件使申
請人登記成為香港發售股份持有人者除外；
.「如閣下成功申請認購香港發售股份（全部或部分）」；及
.「退回款項」。
招股章程「如何申請香港發售股份」一節的以下部分在香港結算
代理人作簽署人的情況下並不適用：
.「8. 閣下可提交的申請數目」；及
.「12. 閣下不獲配發香港發售股份的情況」。
如閣下欲以本身名義登記將獲發行的香港發售股份，請使用本表格
Sample 樣板
Sample 如閣下欲以本身名義登記將獲發行的香港發售股份，請使用本表格
Sample 樣板
Sample
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
Personal Data
Personal Information Collection Statement
This Personal Information Collection Statement informs the
applicant for, and holder of, Hong Kong Offer Shares, of the
policies and practices of the Company and its H Share Registrar in
relation to personal data and the Personal Data (Privacy) Ordinance
(Chapter 486 of the Laws of Hong Kong) (the 「Ordinance」).
1. Reasons for the collection of your personal data
It is necessary for applicants and registered holders of securities
to supply correct personal data to the Company or its agents and
the H Share Registrar when applying for securities or transferring
securities into or out of their names or in procuring the services of
the H Share Registrar. Failure or refusal to supply the requested
data may result in your application for securities being rejected,
or in a delay or the withholding, failure or inability of the
Company or its H Share Registrar to effect the securities transfers
or otherwise render their services. It may also prevent or delay
registration or transfers of the Hong Kong Offer Shares which
you have successfully applied for and/or the dispatch of H share
certificate(s), refund cheque(s) and/or e-Auto Refund payment
instructions to which you are entitled.
It is important that securities holders inform the Company and the
H Share Registrar immediately of any inaccuracies in the personal
data supplied and make the correction or an update thereof.
2. Purposes
The personal data of the securities holders may be used, held,
processed, and/or stored (by whatever means) for the following
purposes:
. processing your application, refund cheque(s) and e-Auto
Refund payment instructions, where applicable, verification of
compliance with the terms and application procedures set out
in this Application Form and the Prospectus and announcing
results of allocation of the Hong Kong Offer Shares;
. compliance with applicable laws and regulations in Hong
Kong and elsewhere;
. registering new issues or securities transfers into or out of
the names of securities holders including, where applicable,
HKSCC Nominees;
. maintaining or updating the register of securities holders of
the Company;
. verifying securities holders』 identities;
. establishing benefit entitlements of securities holders of the
Company, such as dividends, distributions in specie, rights
issues, open offers, bonus issues, etc.;
. distributing communications from the Company and its
subsidiaries;
. compiling statistical information and securities holders』
profiles;
. disclosing relevant information to facilitate claims on
entitlements; and
. any other incidental or associated purposes relating to
the above and/or to enable the Company and the H Share
Registrar to discharge their obligations to securities holders
and/or regulators and/or any other purposes to which the
securities holders may from time to time agree.
3. Transfer of personal data
Personal data held by the Company and its H Share Registrar
relating to the securities holders will be kept confidential but the
Company and its H Share Registrar may, to the extent necessary
for achieving any of the above purposes, disclose, obtain or transfer
(whether within or outside Hong Kong) the personal data to, from
or with any of the following:
. the Company’s appointed agents such as financial advisers
and the receiving bank;
. where applicants for securities request a deposit into CCASS,
HKSCC or HKSCC Nominees, who/which will use the
personal data for the purposes of operating CCASS;
. any agents, contractors or third-party service providers who/
which offer administrative, telecommunications, computer,
payment or other data processing services to the Company
or the H Share Registrar in connection with their respective
business operation;
. the Stock Exchange, the SFC and any other statutory
regulatory or governmental bodies, administrative authorities,
courts or otherwise as required by laws, rules or regulations;
and
. any persons or institutions with which the securities』 holders
have or propose to have dealings, such as their bankers,
solicitors, accountants, independent financial advisors or
registered securities dealers etc.
4. Retention of personal data
The Company and its H Share Registrar will keep the personal data
of the applicants and holders of securities for as long as necessary
to fulfil the purposes for which the personal data were collected.
Personal data which is no longer required will be destroyed or dealt
with in accordance with the Ordinance and other applicable law.
5. Access to and correction of personal data
Securities holders have the right to ascertain whether the Company
or the H Share Registrar hold their personal data, to obtain a copy
of that data, and to correct any data that is inaccurate. In accordance
with other applicable law, the securities holder may have the right
to request for any other information required under other applicable
law or the deletion of personal data that the H Share Registrar no
longer have any lawful ground for use. The Company and the H
Share Registrar have the right to charge a reasonable fee for the
processing of such requests. However, the H Share Registrar shall
not charge any fee if it is not permitted under applicable law.
All requests for access to data, correction of data or deletion of data
should be addressed to the Company, at the registered address of
the Company disclosed in the 「Corporate Information」 section of
the Prospectus or as notified from time to time, for the attention of
the company secretaries, or the H Share Registrar for the attention
of the Privacy Compliance Officer.
By signing an Application Form or by giving electronic
application instructions to HKSCC, you agree to all of the
above.
Sample 樣板
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
Personal Data
Personal Information Collection Statement
This Personal Information Collection Statement informs the
applicant for, and holder of, Hong Kong Offer Shares, of the
policies and practices of the Company and its H Share Registrar in
relation to personal data and the Personal Data (Privacy) Ordinance
(Chapter 486 of the Laws of Hong Kong) (the 「Ordinance」).
1. Reasons for the collection of your personal data
It is necessary for applicants and registered holders of securities
to supply correct personal data to the Company or its agents and
the H Share Registrar when applying for securities or transferring
securities into or out of their names or in procuring the services of
the H Share Registrar. Failure or refusal to supply the requested
data may result in your application for securities being rejected,
or in a delay or the withholding, failure or inability of the
Company or its H Share Registrar to effect the securities transfers
or otherwise render their services. It may also prevent or delay
registration or transfers of the Hong Kong Offer Shares which
you have successfully applied for and/or the dispatch of H share
certificate(s), refund cheque(s) and/or e-Auto Refund payment
instructions to which you are entitled.
It is important that securities holders inform the Company and the
H Share Registrar immediately of any inaccuracies in the personal
data supplied and make the correction or an update thereof.
2. Purposes
The personal data of the securities holders may be used, held,
processed, and/or stored (by whatever means) for the following
purposes:
. processing your application, refund cheque(s) and e-Auto
Refund payment instructions, where applicable, verification of
compliance with the terms and application procedures set out
in this Application Form and the Prospectus and announcing
results of allocation of the Hong Kong Offer Shares;
. compliance with applicable laws and regulations in Hong
Kong and elsewhere;
. registering new issues or securities transfers into or out of
the names of securities holders including, where applicable,
HKSCC Nominees;
. maintaining or updating the register of securities holders of
the Company;
. verifying securities holders』 identities;
. establishing benefit entitlements of securities holders of the
Company, such as dividends, distributions in specie, rights
issues, open offers, bonus issues, etc.;
. distributing communications from the Company and its
subsidiaries;
. compiling statistical information and securities holders』
profiles;
. disclosing relevant information to facilitate claims on
entitlements; and
. any other incidental or associated purposes relating to
the above and/or to enable the Company and the H Share
Registrar to discharge their obligations to securities holders
and/or regulators and/or any other purposes to which the
securities holders may from time to time agree.
3. Transfer of personal data
Personal data held by the Company and its H Share Registrar
relating to the securities holders will be kept confidential but the
Company and its H Share Registrar may, to the extent necessary
for achieving any of the above purposes, disclose, obtain or transfer
(whether within or outside Hong Kong) the personal data to, from
or with any of the following:
. the Company’s appointed agents such as financial advisers
and the receiving bank;
. where applicants for securities request a deposit into CCASS,
HKSCC or HKSCC Nominees, who/which will use the
personal data for the purposes of operating CCASS;
. any agents, contractors or third-party service providers who/
which offer administrative, telecommunications, computer,
payment or other data processing services to the Company
or the H Share Registrar in connection with their respective
business operation;
. the Stock Exchange, the SFC and any other statutory
regulatory or governmental bodies, administrative authorities,
courts or otherwise as required by laws, rules or regulations;
and
. any persons or institutions with which the securities』 holders
have or propose to have dealings, such as their bankers,
solicitors, accountants, independent financial advisors or
registered securities dealers etc.
4. Retention of personal data
The Company and its H Share Registrar will keep the personal data
of the applicants and holders of securities for as long as necessary
to fulfil the purposes for which the personal data were collected.
Personal data which is no longer required will be destroyed or dealt
with in accordance with the Ordinance and other applicable law.
5. Access to and correction of personal data
Securities holders have the right to ascertain whether the Company
or the H Share Registrar hold their personal data, to obtain a copy
of that data, and to correct any data that is inaccurate. In accordance
with other applicable law, the securities holder may have the right
to request for any other information required under other applicable
law or the deletion of personal data that the H Share Registrar no
longer have any lawful ground for use. The Company and the H
Share Registrar have the right to charge a reasonable fee for the
processing of such requests. However, the H Share Registrar shall
not charge any fee if it is not permitted under applicable law.
All requests for access to data, correction of data or deletion of data
should be addressed to the Company, at the registered address of
the Company disclosed in the 「Corporate Information」 section of
the Prospectus or as notified from time to time, for the attention of
the company secretaries, or the H Share Registrar for the attention
of the Privacy Compliance Officer.
By signing an Application Form or by giving electronic
application instructions to HKSCC, you agree to all of the
above.
Sample 樣板
個人資料
個人資料收集聲明
此項個人資料收集聲明是向香港發售股份的申請人
和持有人說明有關本公司及其H股股份過戶登記處
有關個人資料和香港法例第486章《個人資料（隱私）
條例》（「《條例》」）方面的政策和慣例。
1. 收集閣下個人資料的原因
證券申請人及登記持有人以本身名義申請證券或轉
讓或受讓證券時或尋求H股股份過戶登記處的服務
時，必須向本公司或其代理人及H股股份過戶登記
處提供準確個人資料。未能或拒絕提供所要求的資
料可能導致閣下申請證券被拒或延遲，或本公司
或其H股股份過戶登記處延誤、暫緩、無法或未能
進行證券過戶或提供服務。此舉也可能妨礙或延遲
登記或轉讓閣下成功申請的香港發售股份及╱或
寄發閣下應得的H股股票、退款支票及╱或電子
自動退款指示。
證券持有人所提供的個人資料如有任何錯誤，須立
即通知本公司及H股股份過戶登記處並進行更正或
更新。
2. 目的
證券持有人的個人資料可以任何方式被採用、持
有、處理及╱或保存，以作下列用途：
.處理閣下的申請、退款支票及電子自動退款
指示（如適用）、核實是否符合本申請表格及招
股章程載列的條款和申請程序以及公佈香港發
售股份的分配結果；
.遵守香港及其他地區的適用法律法規；
.以證券持有人（包括香港結算代理人（如適用））
的名義登記新發行證券或轉讓或受讓證券；
.存置或更新本公司證券持有人名冊；
.核實證券持有人的身份；
.確定本公司證券持有人的受益權利，例如股
息、實物分派、供股、公開發售和紅股等；
.分發本公司及其附屬公司的通訊資料；
.編製統計資料和證券持有人資料；
.披露有關資料以便就權益索償；及
.與上述有關的任何其他附帶或相關用途及╱或
使本公司及H股股份過戶登記處能履行對證券持
有人及╱或監管機構承擔的責任及╱或證券持
有人不時同意的任何其他用途。
3. 轉交個人資料
本公司及其H股股份過戶登記處所持有關證券持有
人的個人資料將會保密，但本公司及其H股股份過
戶登記處可在為達到上述任何用途之必要情況下，
向下列任何人士披露、獲取或轉交（無論在香港境內
或境外）有關個人資料：
.本公司委任的代理人，例如財務顧問及收款銀
行；
.（如證券申請人要求將證券存於中央結算系統）
香港結算或香港結算代理人；彼等將會就中央
結算系統的運作使用有關個人資料；
.向本公司或H股股份過戶登記處提供與其各自業
務營運有關的行政、電訊、電腦、付款或其他
資料處理服務的任何代理人、承包商或第三方
服務供應商；
.聯交所、證監會及任何其他法定監管機關、政
府部門、行政機構或法院或其他法例、規則或
法規要求者；及
.證券持有人與其進行或擬進行交易的任何人士
或機構，例如彼等的銀行、律師、會計師、獨
立財務顧問或註冊證券商等。
4. 保留個人資料
本公司及其H股股份過戶登記處將按收集個人資料
所需的用途保留證券申請人及持有人的個人資料。
毋須保留的個人資料將會根據《條例》及其他適用法
律銷毀或處理。
5. 查閱和更正個人資料
證券持有人有權確定本公司或H股股份過戶登記處
是否持有其個人資料、索取該資料的副本及更正任
何不準確資料。證券持有人有權根據其他適用法律
要求取得該其他適用法律下所須的其他資料或刪除
H股股份過戶登記處不再有任何合法理由使用的個
人資料。本公司和H股股份過戶登記處有權就處理
該等要求收取合理費用，但H股股份過戶登記處不
可收取任何適用法律不容許的費用。
所有查閱資料、更正資料或刪除資料的要求應按招
股章程「公司資料」一節所披露或不時通知的本公司
註冊地址送交公司秘書，或向H股股份過戶登記處
的隱私條例事務主任提出。
閣下簽署申請表格或向香港結算發出電子認購指
示，即表示同意上述各項。
如 閣下欲以本身名義登記將獲發行的香港發售股份，請使用本表格
Sample 樣板
Sample 個人資料
個人資料收集聲明
此項個人資料收集聲明是向香港發售股份的申請人
和持有人說明有關本公司及其H股股份過戶登記處
有關個人資料和香港法例第486章《個人資料（隱私）
條例》（「《條例》」）方面的政策和慣例。
1. 收集閣下個人資料的原因
證券申請人及登記持有人以本身名義申請證券或轉
讓或受讓證券時或尋求H股股份過戶登記處的服務
時，必須向本公司或其代理人及H股股份過戶登記
處提供準確個人資料。未能或拒絕提供所要求的資
料可能導致閣下申請證券被拒或延遲，或本公司
或其H股股份過戶登記處延誤、暫緩、無法或未能
進行證券過戶或提供服務。此舉也可能妨礙或延遲
登記或轉讓閣下成功申請的香港發售股份及╱或
寄發閣下應得的H股股票、退款支票及╱或電子
自動退款指示。
證券持有人所提供的個人資料如有任何錯誤，須立
即通知本公司及H股股份過戶登記處並進行更正或
更新。
2. 目的
證券持有人的個人資料可以任何方式被採用、持
有、處理及╱或保存，以作下列用途：
.處理閣下的申請、退款支票及電子自動退款
指示（如適用）、核實是否符合本申請表格及招
股章程載列的條款和申請程序以及公佈香港發
售股份的分配結果；
.遵守香港及其他地區的適用法律法規；
.以證券持有人（包括香港結算代理人（如適用））
的名義登記新發行證券或轉讓或受讓證券；
.存置或更新本公司證券持有人名冊；
.核實證券持有人的身份；
.確定本公司證券持有人的受益權利，例如股
息、實物分派、供股、公開發售和紅股等；
.分發本公司及其附屬公司的通訊資料；
.編製統計資料和證券持有人資料；
.披露有關資料以便就權益索償；及
.與上述有關的任何其他附帶或相關用途及╱或
使本公司及H股股份過戶登記處能履行對證券持
有人及╱或監管機構承擔的責任及╱或證券持
有人不時同意的任何其他用途。
3. 轉交個人資料
本公司及其H股股份過戶登記處所持有關證券持有
人的個人資料將會保密，但本公司及其H股股份過
戶登記處可在為達到上述任何用途之必要情況下，
向下列任何人士披露、獲取或轉交（無論在香港境內
或境外）有關個人資料：
.本公司委任的代理人，例如財務顧問及收款銀
行；
.（如證券申請人要求將證券存於中央結算系統）
香港結算或香港結算代理人；彼等將會就中央
結算系統的運作使用有關個人資料；
.向本公司或H股股份過戶登記處提供與其各自業
務營運有關的行政、電訊、電腦、付款或其他
資料處理服務的任何代理人、承包商或第三方
服務供應商；
.聯交所、證監會及任何其他法定監管機關、政
府部門、行政機構或法院或其他法例、規則或
法規要求者；及
.證券持有人與其進行或擬進行交易的任何人士
或機構，例如彼等的銀行、律師、會計師、獨
立財務顧問或註冊證券商等。
4. 保留個人資料
本公司及其H股股份過戶登記處將按收集個人資料
所需的用途保留證券申請人及持有人的個人資料。
毋須保留的個人資料將會根據《條例》及其他適用法
律銷毀或處理。
5. 查閱和更正個人資料
證券持有人有權確定本公司或H股股份過戶登記處
是否持有其個人資料、索取該資料的副本及更正任
何不準確資料。證券持有人有權根據其他適用法律
要求取得該其他適用法律下所須的其他資料或刪除
H股股份過戶登記處不再有任何合法理由使用的個
人資料。本公司和H股股份過戶登記處有權就處理
該等要求收取合理費用，但H股股份過戶登記處不
可收取任何適用法律不容許的費用。
所有查閱資料、更正資料或刪除資料的要求應按招
股章程「公司資料」一節所披露或不時通知的本公司
註冊地址送交公司秘書，或向H股股份過戶登記處
的隱私條例事務主任提出。
閣下簽署申請表格或向香港結算發出電子認購指
示，即表示同意上述各項。
如 閣下欲以本身名義登記將獲發行的香港發售股份，請使用本表格
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