原標題:溫嶺工量刃具:黃色申請表格
.
This Application Form uses the same terms as defined in the prospectus of Wenling Zhejiang Measuring and Cutting Tools Trading Centre Company
Limited* (the 「Company」) dated 11 December 2020 (the 「Prospectus」).Staple your 本申請表格所用詞彙與溫嶺浙江工量刃具交易中心股份有限公司（「本公司」）於2020年12月11日刊發的招股章程（「招股章程」）所界定者相同。
Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong Offer Shares in any
payment
jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the United States without registration or an exemption
herefrom registration under the U.S. Securities Act.
本申請表格及招股章程概不構成在香港以外的任何司法管轄區要約出售或遊說要約購買任何香港發售股份。若無根據美國《證券法》登記或
請將股款獲豁免登記，香港發售股份不得在美國提呈發售或出售。
This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any
緊釘在此jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction.
任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法管轄區內概不得發送或派發或複製（不論以任何方式，亦不論全部或
部分）本申請表格及招股章程。
Copies of the Prospectus, all related Application Forms and the other documents specified in the 「Documents to be Delivered to the Registrar of
Companies in Hong Kong and Available for Inspection – Documents Delivered to the Registrar of Companies」 section in Appendix VIII to the Prospectus, have been
registered by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter
32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the 「Stock Exchange」), Hong Kong Securities
Clearing Company Limited (the 「HKSCC」), the Securities and Futures Commission of Hong Kong (the 「SFC」) and the Registrar of Companies of Hong Kong take no
responsibility for the contents of these documents.
招股章程、所有相關申請表格及招股章程附錄八「送呈香港公司註冊處處長及備查文件－送呈公司註冊處處長的文件」一節所述的其他文件已遵照香港法例第
32章《公司（清盤及雜項條文）條例》第342C條的規定送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司（「聯交所」）、香港中
央結算有限公司（「香港結算」）、香港證券及期貨事務監察委員會（「證監會」）及香港公司註冊處處長對此等文件的內容概不負責。
溫嶺浙江工量刃具交易中心股份有限公司
Wenling Zhejiang Measuring and Cutting Tools Trading Centre Company Limited*
(A joint stock company incorporated in the People’s Republic of China with limited liability)
（於中華人民共和國註冊成立的股份有限公司）
Stock code : 1379
股份代號
: 1379
Maximum Offer Price : HK$6.75 per H Share, plus brokerage of 1%,
SFC transaction levy of 0.0027% and Stock
Exchange trading fee of 0.005% (payable in
full on application in Hong Kong dollars
and subject to refund)
最高發售價
:每股H股6.75港元，另加1%經紀佣金、
0.0027% 證監會交易徵費及0.005%聯交所
交易費（須於申請時以港元繳足，多繳股款可
予退還）
You should read this Application Form in conjunction with the Prospectus, which contains further
information on the application procedures. 招股章程載有關於申請程序的其他資料， 閣下應將本申請表
格連同招股章程一併閱讀。
Application Form 申請表格
To: Wenling Zhejiang Measuring and Cutting Tools 致：溫嶺浙江工量刃具交易中心股份有限公司
Trading Centre Company Limited*
Sole Sponsor獨家保薦人
Joint Global Coordinators聯席全球協調人
Joint Bookrunners聯席賬簿管理人
Joint Lead Managers聯席牽頭經辦人
The Hong Kong Underwriters香港包銷商
Applicants』 declaration申請人聲明
I/We agree to the terms and conditions and application 本人╱吾等同意本申請表格及招股章程內的條款及條件以
procedures in this Application Form and the Prospectus. 及申請程序。請參閱本申請表格「填妥並遞交本申請表格的
Please refer to the 「Effect of completing and submitting this 效用」一節。
Application Form」 section of this Application Form.
Warning: Only one application may be made for the benefit 警告：僅可就任何人士的利益作出一份申請。請參閱「填妥
of any person. Please refer to the last four bullets of 「Effect 並遞交本申請表格的效用」一節最後四點。
of completing and submitting this Application Form」
section.
* For identification purposes only *僅供識別
Signed by (all) applicant(s) (all joint applicants must sign):
由（所有）申請人簽署（所有聯名申請人必須簽署）：
Date 日期：
//
D日
M月
Y年
Number of Hong Kong Public Offer Shares applied for (not more than
1,000,000 H Shares)
申請香港公開發售股份之數目（不超過1,000,000股H股）
For Broker use 此欄供經紀填寫Lodged by 遞交申請的經紀
Broker No. 經紀號碼Broker’s Chop 經紀印章
Total amount 總額
HK$
港元
Name in English (in BLOCK letters) 英文姓名╱名稱（以正楷填寫）
Cheque/banker’s cashier order number 支票╱銀行本票號碼
Name of bank on which cheque/banker’s cashier order is drawn (see 「How to make
your application」 section) 兌現支票╱銀行本票的銀行名稱（見「申請手續」
一節）
Family name or company name 姓氏或公司名稱
Forename(s) 名字
Name in Chinese 中文姓名╱名稱
Family name or company name 姓氏或公司名稱
Forename(s) 名字
Occupation in English 職業（以英文填寫）
Hong Kong Identity Card No./Passport No./Hong Kong Business Registration
No.* (Please delete as appropriate) 香港身份證號碼╱護照號碼╱香港商業
登記號碼*（請刪除不適用者）
Hong Kong Identity Card No./Passport No./Hong Kong Business Registration
所有其他聯名申請人的英文姓名╱名稱（如有，以正楷填寫）
No. of all other joint applicants* (Please delete as appropriate) 所有其他聯名
申請人的香港身份證號碼╱護照號碼╱香港商業登記號碼*（請刪除不適
用者）
Names of all other joint applicants in English (if any, in BLOCK letters)
1)
2)
3)
1)
2)
3)
Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only in
BLOCK letters) 香港地址（以英文正楷填寫）及電話號碼（聯名申請人只須填寫排名首位申請人的地址及電話號碼）
Telephone No. 電話號碼
For Nominees: You will be treated as applying for your own benefit if you do
not complete this section. Please provide an account number or identification
code for each (joint) beneficial owner. 由代名人遞交： 閣下若不填寫
本節，是項申請將視作為 閣下本身利益提出。請填寫每名（聯名）
實益擁有人的賬戶號碼或識別編碼。
ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong
in BLOCK letters 請用正楷填寫閣下姓名╱名稱及香港地址）
THIS BOX MUST BE DULY COMPLETED
必須填妥此欄
Participant I.D. of the CCASS Investor Participant or designated CCASS
Participant 中央結算系統投資者戶口持有人或指定的中央結算系統參與
者的參與者編號
For designated CCASS Participant or Corporate CCASS Investor Participant,
please also affix the company chop bearing its company name 指定的中央結算
系統參與者或公司中央結算系統投資者戶口持有人，請加蓋附有公司名
稱的公司印章
(See paragraph 2 in the section 「How to make your application」)
（請參閱「申請手續」一節第2 段）
For Internal use
此欄供內部使用
* (1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual)
or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this
application, please see paragraph 2 under the section 「How to make your application」. 如 閣下為中央結
算系統投資者戶口持有人，則是項申請將僅接納香港身份證號碼（如屬個別人士）或香港商業登記號
碼（如屬法人團體），請參閱「申請手續」一節第2段。
(2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For
an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a
Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please
provide your passport number. For a body corporate, please provide your Hong Kong Business Registration
number. 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請：
如屬個別人士，則必須填寫 閣下的香港身份證號碼或護照號碼（持有香港身份證者請填寫香港身
份證號碼，否則請填寫護照號碼）；如屬法人團體，請填寫 閣下的香港商業登記號碼。
(3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named
applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity
of Application Form and such data would also be transferred to a third party for such purpose and refund
purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number
before you can cash your refund cheque.退款支票（如有）上或會印有 閣下或（如屬聯名申請人）排名首
位申請人的香港身份證號碼╱護照號碼的一部分。有關資料將用於核實申請表格的有效性，亦會轉
交予第三方作資料核實和退款用途。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱
護照號碼。
(4) If an application is made by an unlisted company and:
. the principal business of that company is dealing in securities; and
. you exercise statutory control over that company,
then the application will be treated as being made for your benefit.
倘若申請人是一家非上市公司，而：
.該公司主要從事證券買賣業務；及
.閣下對該公司可行使法定控制權，
則是項申請將視作為 閣下的利益提出。
(5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where
applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration
numbers. 所有聯名申請人必須提供（如屬個別人士）其香港身份證號碼或（如適用）護照號碼，或（如屬
法人團體）其香港商業登記號碼。
Sample 樣板
所有聯名申請人必須提供（如屬個別人士）其香港身份證號碼或（如適用）護照號碼，或（如屬
法人團體）其香港商業登記號碼。
Sample 樣板
This page is intentionally left blank
此乃白頁特意留空Sample 樣板
Sample This page is intentionally left blank
此乃白頁特意留空Sample 樣板
Sample
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees
Limited (「HKSCC Nominees」) and deposited directly into the Central Clearing and Settlement System
(「CCASS」) for credit to your CCASS Investor Participant stock account or the stock account of your designated
CCASS Participant
How to make your application
1.
Use the table below to calculate how much you must pay. Your application must be for a minimum of 500
Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
Wenling Zhejiang Measuring and Cutting Tools Trading Centre Company Limited*
(Stock Code: 1379)
(HK$6.75 per Hong Kong Offer Share)
NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of Hong Kong
Offer Shares
applied for
Amount payable
on application
HK$
No. of Hong Kong
Offer Shares
applied for
Amount payable
on application
HK$
No. of Hong Kong
Offer Shares
applied for
Amount payable
on application
HK$
No. of Hong Kong
Offer Shares
applied for
Amount payable
on application
HK$
500 3,409.01 8,000 54,544.16 70,000 477,261.39 600,000 4,090,811.85
1,000 6,818.02 9,000 61,362.18 80,000 545,441.58 700,000 4,772,613.83
1,500 10,227.03 10,000 68,180.20 90,000 613,621.78 800,000 5,454,415.80
2,000 13,636.04 15,000 102,270.29 100,000 681,801.98 900,000 6,136,217.78
2,500 17,045.05 20,000 136,360.40 150,000 1,022,702.97 1,000,000# 6,818,019.75
3,000 20,454.06 25,000 170,450.50 200,000 1,363,603.95
3,500 23,863.07 30,000 204,540.60 250,000 1,704,504.94
4,000 27,272.08 35,000 238,630.69 300,000 2,045,405.93
4,500 30,681.09 40,000 272,720.79 350,000 2,386,306.92
5,000 34,090.10 45,000 306,810.89 400,000 2,727,207.90
6,000 40,908.12 50,000 340,900.99 450,000 3,068,108.89
7,000 47,726.14 60,000 409,081.19 500,000 3,409,009.88
# Maximum number of Hong Kong Offer Shares you may apply for
2.
You, as the applicant(s), must complete the form in English in BLOCK letter as indicated below and sign on
the second page of the Application Form. Only written signatures will be accepted (and not by way of personal
chop).
If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant):
.
the designated CCASS Participant must endorse the form with its company chop (bearing its company
name) and insert its participant I.D. in the appropriate box.
If you are applying as an individual CCASS Investor Participant:
.
the form must contain your NAME and Hong Kong I.D. Card number;
. your participant I.D. must be inserted in the appropriate box.
If you are applying as a joint individual CCASS Investor Participant:
.
the form must contain all joint investor participants』 NAMES and the Hong Kong I.D. Card number of all
joint investor participants;
. your participant I.D. must be inserted in the appropriate box.
If you are applying as a corporate CCASS Investor Participant:
.
the form must contain your company NAME and Hong Kong Business Registration number;
.
your participant I.D. and your company chop (bearing your company name) must be inserted in the
appropriate box.
Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop
bearing its company name or other similar matters may render your application invalid.
* For identification purposes only
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees
Limited (「HKSCC Nominees」) and deposited directly into the Central Clearing and Settlement System
(「CCASS」) for credit to your CCASS Investor Participant stock account or the stock account of your designated
CCASS Participant
3.
Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares
must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application
will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:
The cheque must: Banker’s cashier order must:
. be in Hong Kong dollars;
. not be post-dated;
. be made payable to 「ICBC (ASIA) NOMINEE LIMITED – WENLING ZHEJIANG MEASURING
AND CUTTING TOOLS TRADING CENTRE COMPANY PUBLIC OFFER」;
. be crossed 「Account Payee Only」;
. be drawn on your Hong Kong dollar bank account
in Hong Kong; and
. show your account name, which must either be
pre-printed on the cheque, or be endorsed on the
back by a person authorised by the bank. This
account name must correspond with your name. If
it is a joint application, the account name must be
the same as the first-named applicant’s name.
. be issued by a licensed bank in Hong Kong, and
have your name certified on the back by a person
authorised by the bank. The name on the banker’s
cashier order must correspond with your name. If
it is a joint application, the name on the back of
the banker’s cashier order must be the same as the
first-named applicant’s name.
4.
Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or
banker’s cashier order attached) to one of the collection boxes at any of the following branches of:
Industrial and Commercial Bank of China (Asia) Limited
District Branch name
Address
Hong Kong Island Admiralty Branch
Shop 1013–1014, 1/F, United Centre, 95 Queensway
Admiralty, Hong Kong
Fortress Hill Branch
Shop A–C, G/F, Kwong Chiu Terrace
272–276 King’s Road, Hong Kong
Kowloon Tsimshatsui East Branch
Shop B, G/F, Railway Plaza, 39 Chatham Road South
Tsimshatsui, Kowloon
Hung Hom Branch
Shop 2A, G/F, Hung Hom Shopping Mall
2–34E Tak Man Street, Hung Hom, Kowloon
New Territories Yuen Long Branch
G/F, 197–199 Castle Peak Road, Yuen Long, New Territories
5.
Your Application Form can be lodged at these times:
Friday, 11 December 2020 – 9:00 a.m. to 4:00 p.m.
Saturday, 12 December 2020 – 9:00 a.m. to 12:00 noon
Mondy, 14 December 2020 – 9:00 a.m. to 4:00 p.m.
Tuesday, 15 December 2020 – 9:00 a.m. to 4:00 p.m.
Wednesday, 16 December 2020 – 9:00 a.m. to 12:00 noon
6.
The latest time for lodging your application is 12:00 noon on Wednesday, 16 December 2020. The application
lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as
described in 「10. Effect of Bad Weather and/or Extreme Conditions on the Opening of the Application Lists」
in the 「How to Apply for Hong Kong Offer Shares」 section of the Prospectus.
如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港發售股份，並
直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者戶口持有人股份戶
口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格
申請手續
1.
使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為
500股香港發售股份，並為下表所列
的其中一個數目，否則恕不受理。
溫嶺浙江工量刃具交易中心股份有限公司
（股份代號：1379）
（每股香港發售股份6.75港元）
可供申請認購的香港發售股份數目及應繳款項
申請認購的
香港發售
股份數目
申請時
應繳款項
港元
申請認購的
香港發售
股份數目
申請時
應繳款項
港元
申請認購的
香港發售
股份數目
申請時
應繳款項
港元
申請認購的
香港發售
股份數目
申請時
應繳款項
港元
500
1,000
1,500
2,000
2,500
3,000
3,500
4,000
4,500
5,000
6,000
7,000
3,409.01
6,818.02
10,227.03
13,636.04
17,045.05
20,454.06
23,863.07
27,272.08
30,681.09
34,090.10
40,908.12
47,726.14
8,000
9,000
10,000
15,000
20,000
25,000
30,000
35,000
40,000
45,000
50,000
60,000
54,544.16
61,362.18
68,180.20
102,270.29
136,360.40
170,450.50
204,540.60
238,630.69
272,720.79
306,810.89
340,900.99
409,081.19
70,000
80,000
90,000
100,000
150,000
200,000
250,000
300,000
350,000
400,000
450,000
500,000
477,261.39
545,441.58
613,621.78
681,801.98
1,022,702.97
1,363,603.95
1,704,504.94
2,045,405.93
2,386,306.92
2,727,207.90
3,068,108.89
3,409,009.88
600,000
700,000
800,000
900,000
1,000,000#
4,090,811.85
4,772,613.83
5,454,415.80
6,136,217.78
6,818,019.75
#
閣下可申請認購的香港發售股份最高數目
2.
閣下作為申請人，必須按照下列指示以英文正楷填妥表格，並於申請表格次頁簽署。僅接納親筆簽名
（不得以個人印章代替）。
如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請：
.
該指定中央結算系統參與者必須於表格加蓋公司印章（附有公司名稱），並在適當方格內填寫參與
者編號。
如 閣下以個人中央結算系統投資者戶口持有人名義提出申請：
.
表格須載有閣下的姓名和香港身份證號碼；
.須在適當方格內填寫閣下的參與者編號。
如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請：
.
表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼；
.須在適當方格內填寫閣下的參與者編號。
如 閣下以公司中央結算系統投資者戶口持有人名義提出申請：
.
表格須載有閣下的公司名稱和香港商業登記號碼；
.須在適當方格內填寫閣下的參與者編號並加蓋公司印章（附有公司名稱）。
中央結算系統參與者的資料（包括參與者編號及╱或附有公司名稱之公司印章）或其他類似事項如有不
確或遺漏，均可能導致申請無效。
3. 閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出的支票或一張獨立開
出的銀行本票。支票或銀行本票必須符合以下所有規定，否則閣下的申請將不獲受理：
支票必須：銀行本票必須：
.為港元；
.不得為期票；
.註明抬頭人為「工銀亞洲代理人有限公司－溫嶺浙江工量刃具交易中心公開發售」；
.劃線註明「只準入抬頭人賬戶」；
.從閣下在香港的港元銀行賬戶中開出；及
.顯示閣下的賬戶名稱，而該賬戶名稱必須已
預印在支票上，或由有關銀行授權的人士在支
票背書。賬戶名稱必須與閣下的姓名╱名稱
相同。如屬聯名申請，則賬戶名稱必須與排名
首位申請人的姓名╱名稱相同。
.須由香港持牌銀行開出，並由有關銀行授權的
人士在銀行本票背面簽署核證 閣下的姓名╱
名稱。銀行本票所示姓名╱名稱須與 閣下的
姓名╱名稱相同。如屬聯名申請，銀行本票背
面所示姓名╱名稱必須與排名首位申請人的姓
名╱名稱相同。
4. 請撕下申請表格，對摺一次，然後將填妥的申請表格（連同所附支票或銀行本票）投入下列任何一家分
行的收集箱：
中國工商銀行（亞洲）有限公司
地區分行名稱地址
香港島金鐘分行香港金鐘道95號統一中心
1樓1013–1014號鋪
炮臺山分行香港英皇道272–276號光超臺地下A–C號鋪
九龍尖沙咀東分行九龍尖沙咀漆鹹道南39號
鐵路大廈地下B鋪
紅磡分行九龍紅磡德民街2–34E號
紅磡商場地下2A鋪
新界元朗分行新界元朗青山道197–199號地下
5. 閣下可於下列時間遞交申請表格：
2020年12月11日（星期五）－上午九時正至下午四時正
2020年12月12日（
星期六）－上午九時正至中午十二時正
2020年12月14日（星期一）－上午九時正至下午四時正
2020年12月15日（星期二）－上午九時正至下午四時正
2020年12月16日（星期三）－上午九時正至中午十二時正
6. 截止遞交申請的時間為2020年12月16日（星期三）中午十二時正。本公司將於當日上午十一時四十五分
至中午十二時正期間登記認購申請，惟僅受限於當日的天氣情況（詳見招股章程「如何申請香港發售股
份」一節「10.惡劣天氣及╱或極端情況對開始辦理申請登記的影響」）。
如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港發售股份，並
直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者戶口持有人股份戶
口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格
Sample 樣板
Sample 支票必須：銀行本票必須：
.為港元；
.不得為期票；
.註明抬頭人為「工銀亞洲代理人有限公司－溫嶺浙江工量刃具交易中心公開發售」；
.劃線註明「只準入抬頭人賬戶」；
.從閣下在香港的港元銀行賬戶中開出；及
.顯示閣下的賬戶名稱，而該賬戶名稱必須已
預印在支票上，或由有關銀行授權的人士在支
票背書。賬戶名稱必須與閣下的姓名╱名稱
相同。如屬聯名申請，則賬戶名稱必須與排名
首位申請人的姓名╱名稱相同。
.須由香港持牌銀行開出，並由有關銀行授權的
人士在銀行本票背面簽署核證 閣下的姓名╱
名稱。銀行本票所示姓名╱名稱須與 閣下的
姓名╱名稱相同。如屬聯名申請，銀行本票背
面所示姓名╱名稱必須與排名首位申請人的姓
名╱名稱相同。
4. 請撕下申請表格，對摺一次，然後將填妥的申請表格（連同所附支票或銀行本票）投入下列任何一家分
行的收集箱：
中國工商銀行（亞洲）有限公司
地區分行名稱地址
香港島金鐘分行香港金鐘道95號統一中心
1樓1013–1014號鋪
炮臺山分行香港英皇道272–276號光超臺地下A–C號鋪
九龍尖沙咀東分行九龍尖沙咀漆鹹道南39號
鐵路大廈地下B鋪
紅磡分行九龍紅磡德民街2–34E號
紅磡商場地下2A鋪
新界元朗分行新界元朗青山道197–199號地下
5. 閣下可於下列時間遞交申請表格：
2020年12月11日（星期五）－上午九時正至下午四時正
2020年12月12日（
星期六）－上午九時正至中午十二時正
2020年12月14日（星期一）－上午九時正至下午四時正
2020年12月15日（星期二）－上午九時正至下午四時正
2020年12月16日（星期三）－上午九時正至中午十二時正
6. 截止遞交申請的時間為2020年12月16日（星期三）中午十二時正。本公司將於當日上午十一時四十五分
至中午十二時正期間登記認購申請，惟僅受限於當日的天氣情況（詳見招股章程「如何申請香港發售股
份」一節「10.惡劣天氣及╱或極端情況對開始辦理申請登記的影響」）。
如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港發售股份，並
直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者戶口持有人股份戶
口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格
Sample 樣板
Sample
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees
Limited (「HKSCC Nominees」) and deposited directly into the Central Clearing and Settlement System
(「CCASS」) for credit to your CCASS Investor Participant stock account or the stock account of your designated
CCASS Participant
Wenling Zhejiang Measuring and Cutting Tools Trading Centre Company Limited*
(A joint stock company incorporated in the People’s Republic of China with limited liability)
GLOBAL OFFERING
Conditions of your application
A.
Who can apply
1.
You and any person(s) for whose benefit you are applying must be 18
years of age or older and must have a Hong Kong address.
2.
If you are a firm, the application must be in the individual members』
names.
3.
The number of joint applicants may not exceed 4.
4.
If you are a body corporate, the application must be signed by a duly
authorised officer, who must state his representative capacity, and
stamped with your corporation’s chop.
5.
You must be outside the United States, not be a United States Person (as
defined in Regulation S) and not be a legal or natural person of the PRC.
6.
Unless permitted by the Listing Rules, you cannot apply for any Hong
Kong Offer Shares if you are:
.
an existing beneficial owner of Shares in the Company and/or any
of its subsidiaries;
.
a Director, chief executive officer or Supervisor of the Company
and/or any of its subsidiaries;
.
a close associate (as defined in the Listing Rules) of any of the
above; or
.
have been allocated or have applied for or indicated an interest in
any Offer Shares under the International Placing.
B.
If you are a nominee
You, as a nominee, may make more than one application for the Hong Kong
Offer Shares by: (i) giving electronic application instructions to HKSCC
via Central Clearing and Settlement System (「CCASS」) (if you are a CCASS
Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge
more than one application in your own name on behalf of different beneficial
owners.
C.
Effect of completing and submitting this Application Form
By completing and submitting this Application Form, you (and if you are joint
applicants, each of you jointly and severally) for yourself or as an agent or a
nominee on behalf of each person for whom you act:
.
undertake to execute all relevant documents and instruct and authorise
the Company, the Sole Sponsor, the Joint Global Coordinators, the Joint
Bookrunners and/or the Underwriters (or their agents or nominees), as
agents of the Company, to execute any documents for you and to do on
your behalf all things necessary to register any Hong Kong Offer Shares
allocated to you in the name of HKSCC Nominees as required by the
Articles of Association;
.
agree to comply with the Companies Ordinance (Chapter 622 of the
Laws of Hong Kong), the Companies (Winding Up and Miscellaneous
Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong) and the
Articles of Association;
.
confirm that you have read the terms and conditions and application
procedures set out in the Prospectus and in this Application Form and
agree to be bound by them;
.
confirm that you have received and read the Prospectus and have only
relied on the information and representations contained in the Prospectus
in making your application and will not rely on any other information or
representations except those in any supplement to the Prospectus;
.
confirm that you are aware of the restrictions on the Global Offering in
the prospectus;
.
agree that none of the Company, the Sole Sponsor, the Joint Global
Coordinators, the Joint Bookrunners, the Joint Lead Managers, the
* For identification purposes only
Underwriters, their respective directors, officers, employees, partners,
agents, advisers and any other parties involved in the Global Offering
is or will be liable for any information and representations not in the
Prospectus (and any supplement to it);
.
undertake and confirm that you or the person(s) for whose benefit you
have made the application have not applied for or taken up, or indicated
an interest for, and will not apply for or take up, or indicate an interest
for, any Offer Shares under the International Placing nor participated in
the International Placing;
.
agree to disclose to the Company, the H Share Registrar, the receiving
bank, the Sole Sponsor, the Joint Global Coordinators, the Joint
Bookrunners, the Joint Lead Managers, the Underwriters and/or their
respective advisers and agents any personal data which they may require
about you and the person(s) for whose benefit you have made the
application;
.
if the laws of any place outside Hong Kong apply to your application,
agree and warrant that you have complied with all such laws and none of
the Company, the Sole Sponsor, the Joint Global Coordinators, the Joint
Bookrunners, the Joint Lead Managers and the Underwriters nor any of
their respective officers or advisers will breach any law outside Hong
Kong as a result of the acceptance of your offer to purchase, or any action
arising from your rights and obligations under the terms and conditions
contained in the Prospectus and this Application Form;
.
agree that once your application has been accepted, you may not rescind
it because of an innocent misrepresentation;
.
agree that your application will be governed by the laws of Hong Kong;
.
represent, warrant and undertake that (i) you understand that the Hong
Kong Offer Shares have not been and will not be registered under the U.S.
Securities Act; and (ii) you and any person for whose benefit you are
applying for the Hong Kong Offer Shares are outside the United States (as
defined in Regulation S) or are a person described in paragraph (h)(3) of
Rule 902 of Regulation S;
.
warrant that the information you have provided is true and accurate;
.
agree to accept the Hong Kong Offer Shares applied for, or any lesser
number allocated to you under the application;
.
authorise the Company to place the name(s) of the HKSCC Nominees on
the Company’s H Share register of members as the holder(s) of any Hong
Kong Offer Shares allocated to you, and the Company and/or its agents
to deposit any H Share certificate(s) into CCASS and/or to send any
refund cheque(s) to you or the first-named applicant for joint application
by ordinary post at your own risk to the address stated on the application,
unless you fulfil the criteria mentioned in 「personal collection」 section in
the Prospectus to collect H Share certificate(s) and/or refund cheque(s) in
person;
.
agree that the shares to be allotted shall be issued in the name of HKSCC
Nominees and deposited directly into CCASS for credit to your investor
participant stock account or the stock account of your designated CCASS
participant;
.
agree that each of HKSCC and HKSCC Nominees reserves the right (1)
not to accept any or part of such allotted shares issued in the name of
HKSCC Nominees or not to accept such allotted shares for deposit into
CCASS; (2) to cause such allotted shares to be withdrawn from CCASS
and issued in your name at your own risk and costs; and (3) to cause such
allotted shares to be issued in your name (or, if you are a joint applicant,
to the first-named applicant) and in such a case, to post the certificates for
such allotted shares at your own risk to the address on your application
form by ordinary post or to make available the same for your collection;
. agree that each of HKSCC and HKSCC Nominees may adjust the number
of allotted shares issued in the name of HKSCC Nominees;
. agree that neither HKSCC nor HKSCC Nominees shall have any liability
for the information and representations not so contained in the Prospectus
and this application form;
. agree that neither HKSCC nor HKSCC Nominees shall be liable to you
in any way;
. understand that, where the International Placing Shares are
undersubscribed and the Hong Kong Offer Shares are oversubscribed,
up to 2,000,000 H Shares may be reallocated to the Hong Kong Public
Offering from the International Placing, increasing the total number of
Hong Kong Offer Shares to 4,000,000 H Shares, representing 20% of
the Offer Shares initially available under the Global Offering. Further
details of the reallocation are stated in the paragraph headed 「Structure
and Conditions of the Global Offering – Hong Kong Public Offering –
Reallocation and Clawback」 of the Prospectus;
. declare and represent that this is the only application made and the only
application intended by you to be made to benefit you or the person for
whose benefit you are applying;
. understand that the Company, the Sole Sponsor, the Joint Global
Coordinators, the Joint Bookrunners and the Joint Lead Managers will
rely on your declarations and representations in deciding whether or not
to make any allotment of any of the Hong Kong Offer Shares to you and
that you may be prosecuted for making a false declaration;
. (if the application is made for your own benefit) warrant that no other
application has been or will be made for your benefit on a WHITE
or YELLOW Application Form or by giving electronic application
instructions to HKSCC or to the HK eIPO White Form Service
Provider by you or by any one as your agent or by any other person; and
. (if you are making the application as an agent for the benefit of another
person) warrant that (i) no other application has been or will be made by
you as agent for or for the benefit of that person or by that person or by
any other person as agent for that person on a WHITE or YELLOW
Application Form or by giving electronic application instructions to
HKSCC or to the HK eIPO White Form Service Provider; and (ii)
you have due authority to sign the Application Form or give electronic
application instructions on behalf of that other person as their agent.
D. Power of attorney
If your application is made through an authorised attorney, the Company and
the Joint Bookrunners may accept or reject your application at their discretion,
and on any conditions they think fit, including evidence of the attorney’s
authority.
Determination of Offer Price and Allocation of Hong Kong Offer Shares
The Offer Price is expected to be fixed on or around Wednesday, 16 December
2020. Applicants are required to pay the maximum Offer Price of HK$6.75
for each Hong Kong Offer Share together with 1% brokerage, 0.0027% SFC
transaction levy and 0.005% Stock Exchange trading fee. If the Offer Price is
not agreed between the Company and the Joint Bookrunners (for themselves
and on behalf of the Underwriters) on or before Thursday, 24 December 2020,
the Global Offering will not proceed.
Applications for Hong Kong Offer Shares will not be processed and no
allotment of any Hong Kong Offer Shares will be made until the application
lists close.
The Company expects to announce the fixed Offer Price, the level of indication
of interest in the International Placing, the level of applications under the Hong
Kong Public Offering and the basis of allocation of the Hong Kong Public
Offering on Tuesday, 29 December 2020 on the website of the Stock Exchange
at www.hkexnews.hk and the Company’s website at http://cnglj.com. Results of
allocations in Hong Kong Public Offering, and the Hong Kong Identity Card/
passport/Hong Kong business registration numbers of successful applicants
(where applicable) will be available on the above websites.
The allocation of the Offer Shares between the Hong Kong Public Offering and
the International Placing will be subject to adjustment as described in the section
headed 「Structure and Conditions of the Global Offering」 in the Prospectus.
In particular, the Joint Bookrunners may reallocate Offer Shares from the
International Placing to the Hong Kong Public Offering to satisfy valid applications
under the Hong Kong Public Offering. In accordance with Guidance Letter
HKEX-GL91-18 issued by the Stock Exchange, if such reallocation is done
other than pursuant to Practice Note 18 of the Listing Rules, the maximum total
number of Offer Shares that may be reallocated to the Hong Kong Public Offering
following such reallocation shall be not more than double the initial allocation to
the Hong Kong Public Offering (i.e. 4,000,000 Offer Shares, representing 20% of
the total number of the Shares initially being offered under the Global Offering)
and the final Offer Price shall be fixed at the low-end of the indicative Offer Price
range (i.e. HK$6.25 per Offer Share) stated in the Prospectus.
If your application for Hong Kong Offer Shares is successful (in whole or
in part)
If your application is wholly or partially successful, your H Share certificate(s)
(subject to their becoming valid certificates of title provided that the Hong
Kong Public Offering has become unconditional and not having been
terminated at 8:00 a.m. on Wednesday, 30 December 2020) will be issued in
the name of HKSCC Nominees and deposited directly into CCASS for credit
to your CCASS Investor Participant stock account or the stock account of your
designated CCASS Participant as instructed by you in your Application Form
on Tuesday, 29 December 2020 or, in the event of a contingency, on any other
date as shall be determined by HKSCC or HKSCC Nominees.
. If you are applying through a designated CCASS Participant (other than
a CCASS Investor Participant): For Hong Kong Offer Shares credited
to the stock account of your designated CCASS Participant (other than a
CCASS Investor Participant), you can check the number of Hong Kong
Offer Shares allotted to you with that CCASS Participant.
. If you are applying as a CCASS Investor Participant: The Company
expects to publish the results of CCASS Investor Participants』
applications together with the results of the Hong Kong Public Offering
on Tuesday, 29 December 2020. You should check the announcement
published by the Company and report any discrepancies to HKSCC
before 5:00 p.m. on Tuesday, 29 December 2020 or such other date as
shall be determined by HKSCC or HKSCC Nominees. Immediately
after the credit of the Hong Kong Offer Shares to your stock account you
can check your new account balance via the CCASS Phone System and
CCASS Internet System (under the procedures contained in HKSCC’s
「An Operating Guide for Investor Participants」 in effect from time to
time). HKSCC will also make available to you an activity statement
showing the number of Hong Kong Offer Shares credited to your stock
account.
No receipt will be issued for application money paid. The Company will not
issue temporary documents of title.
Refund of your monies
If you do not receive any Hong Kong Offer Shares or if your application is
accepted only in part, the Company will refund to you your application monies
(including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005%
Stock Exchange trading fee) without interest. If the Offer Price is less than the
maximum Offer Price, the Company will refund to you the surplus application
monies (including the related 1% brokerage, 0.0027% SFC transaction levy and
0.005% Stock Exchange trading fee) without interest. The refund procedures
are stated in the 「14. Despatch/Collection of Share Certificates and Refund
Monies」 in the 「How to Apply for Hong Kong Offer Shares」 section of the
Prospectus.
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees
Limited (「HKSCC Nominees」) and deposited directly into the Central Clearing and Settlement System
(「CCASS」) for credit to your CCASS Investor Participant stock account or the stock account of your designated
CCASS Participant
Sample 樣板
Sample Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees
Limited (「HKSCC Nominees」) and deposited directly into the Central Clearing and Settlement System
(「CCASS」) for credit to your CCASS Investor Participant stock account or the stock account of your designated
CCASS Participant
Sample 樣板
Sample
如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港發售股份，並
直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者戶口持有人股份戶
口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格
溫嶺浙江工量刃具交易中心股份有限公司
（於中華人民共和國註冊成立的股份有限公司）
全球發售
申請條件
甲、可提出申請的人士
1.
閣下及閣下為其利益提出申請的人士必須年滿18歲並擁有
香港地址。
2.
如閣下為商號，則申請須以個別成員名義提出。
3.
聯名申請人不得超過四名。
4.
如閣下為法人團體，申請須經獲正式授權的高級人員簽
署，並註明其代表身份及加蓋公司印章。
5.
閣下必須身處美國境外，並非美國籍人士（定義見
S規例），
亦非中國法人或自然人。
6.
除非《上市規則》允許，否則下列人士概不得申請認購任何香
港發售股份：
.
本公司及╱或其任何附屬公司股份的現有實益擁有人；
.
本公司及╱或其任何附屬公司的董事、行政總裁或監
事；
.
上述任何人士的緊密聯繫人（定義見《上市規則》）；或
.
已獲分配或已申請或表示有意申請國際配售的任何發售
股份的人士。
乙、如閣下為代名人
閣下作為代名人可提出超過一次香港發售股份申請，方法是：
(i)
透過中央結算及交收系統（「中央結算系統」）向香港結算發出電子
認購指示（如閣下為中央結算系統參與者）；或
(ii)使用白色或黃
色申請表格以本身名義代表不同實益擁有人提交超過一份申請。
丙、填妥並遞交本申請表格的效用
閣下填妥並遞交本申請表格，即表示 閣下（如屬聯名申請人，則
各人共同及個別）代表 閣下本身，或作為 閣下代其行事的每名
人士的代理或代名人：
.
承諾簽立所有相關文件，並指示及授權本公司、作為本公司
代理的獨家保薦人、聯席全球協調人、聯席賬簿管理人及╱
或包銷商（或彼等的代理或代名人），代表 閣下簽立任何文
件，並代表 閣下辦理一切必要事宜，以便根據組織章程細
則的規定以香港結算代理人的名義登記 閣下獲分配的任何
香港發售股份；
.
同意遵守香港法例第622章《公司條例》、香港法例第32章《公
司（清盤及雜項條文）條例》及組織章程細則；
.
確認 閣下已細閱招股章程及本申請表格所載條款及條件以
及申請程序，並同意受其約束；
.
確認 閣下已接獲及細閱招股章程，提出申請時僅依據招股
章程載列的資料及陳述，且不會依賴招股章程任何補充文件
所載者以外的任何其他資料或陳述；
.
確認 閣下知悉招股章程內有關全球發售的限制；
.
同意本公司、獨家保薦人、聯席全球協調人、聯席賬簿管理
人、聯席牽頭經辦人、包銷商、彼等各自的董事、高級人
*僅供識別
員、僱員、合夥人、代理、顧問及參與全球發售的任何其他
各方現時及日後均毋須對並非載於招股章程（及其任何補充
文件）的任何資料及陳述負責；
.
承諾及確認閣下或閣下為其利益提出申請的人士並無申
請或接納或表示有意認購（亦不會申請或接納或表示有意認
購）國際配售項下的任何發售股份，且並無參與國際配售；
.
同意向本公司、H股股份過戶登記處、收款銀行、獨家保薦
人、聯席全球協調人、聯席賬簿管理人、聯席牽頭經辦人、
包銷商及╱或彼等各自的顧問及代理披露彼等所需有關閣
下及閣下為其利益提出申請人士的任何個人資料；
.
若香港境外任何地方的法例適用於閣下的申請，則同意及
保證閣下已遵守所有有關法例，且本公司、獨家保薦人、
聯席全球協調人、聯席賬簿管理人、聯席牽頭經辦人及包銷
商及彼等各自任何高級人員或顧問均不會因接納閣下的購
買要約或閣下於招股章程及本申請表格所載條款及條件項
下的權利及責任所引致的任何行動而違反香港境外的任何法
例；
.
同意閣下的申請一經接納，即不得因無意的失實陳述而撤
銷；
.
同意閣下的申請受香港法例規管；
.
聲明、保證及承諾：
(i) 閣下明白香港發售股份不曾亦不會
根據美國《證券法》登記；及
(ii) 閣下及 閣下為其利益申請
香港發售股份的人士均身處美國境外（定義見S規例），或屬S
規例第902條第(h)(3)段所述的人士；
.
保證 閣下提供的資料真實及準確；
.
同意接納所申請數目或根據申請分配予 閣下較少數目的香
港發售股份；
.
授權本公司將香港結算代理人的名稱列入本公司H股股東名
冊，作為 閣下獲分配任何香港發售股份的持有人，並授權
本公司及╱或其代理將任何
H股股票存入中央結算系統及╱
或以普通郵遞方式按申請所示地址向 閣下或聯名申請排名
首位的申請人寄發任何退款支票，郵誤風險由閣下自行承
擔，除非 閣下符合招股章程內「親身領取」一節所述條件親
身領取H股股票及╱或退款支票；
.
同意獲配發的股份是以香港結算代理人的名義發行，並直接
存入中央結算系統，以便記存於 閣下的投資者戶口持有人
股份戶口或 閣下的指定中央結算系統參與者股份戶口；
.
同意香港結算及香港結算代理人各自保留權利(1)不接納以香
港結算代理人名義發行的該等獲配發的任何或部分股份，或
不接納該等獲配發的股份存入中央結算系統；
(2)促使該等
獲配發的股份從中央結算系統提取，並以 閣下名義發行，
有關風險及費用概由 閣下自行承擔；及
(3)促使該等獲配
發的股份以 閣下名義發行（或如屬聯名申請人，則以排名
首位申請人的名義發行），而在此情況下，會以普通郵遞方
式將該等獲配發股份的股票寄往 閣下在申請表格中所示地
址（郵誤風險由 閣下自行承擔）或提供該等股票予 閣下
領取；
.同意各香港結算及香港結算代理人均可調整以香港結算代理
人名義發行的獲配發股份數目；
.同意香港結算及香港結算代理人對招股章程及本申請表格未
載列的資料及陳述概不承擔任何責任；
.同意香港結算及香港結算代理人無論如何毋須對 閣下負
責；
.明白倘國際配售股份認購不足而香港發售股份獲超額認購，
則最多可將2,000,000股H股由國際配售重新分配至香港公開
發售，香港發售股份總數將增至4,000,000股H股，佔全球發
售項下初步可供認購發售股份的20%。重新分配的詳情載於
招股章程「全球發售的架構及條件－香港公開發售－重新
分配及回撥」一段；
.聲明及表示此乃 閣下為本身或 閣下為其利益提出申請人
士的利益提出及擬提出的唯一申請；
.明白本公司、獨家保薦人、聯席全球協調人、聯席賬簿管理
人及聯席牽頭辦理人將依據 閣下的聲明及陳述決定是否
向 閣下配發任何香港發售股份， 閣下如作出虛假聲明，
可能會被檢控；
.（如本申請是為 閣下本身的利益提出）保證 閣下或
作為 閣下代理的任何人士或任何其他人士不曾亦不會
為閣下的利益以白色或黃色申請表格或向香港結算或網上
白表服務供應商發出電子認購指示而提出其他申請；及
.（如 閣下作為代理為另一人士的利益提出申請）保證
(i) 閣下（作為代理或為該人士利益）或該人士或任何其他作
為該人士代理的人士不曾亦不會以白色或黃色申請表格或向
香港結算或網上白表服務供應商發出電子認購指示而提出其
他申請；及(ii) 閣下獲正式授權作為該人士的代理代為簽署
申請表格或發出電子認購指示。
丁、授權書
如 閣下透過授權代理人提出申請，本公司及聯席賬簿管理人可
按其認為合適的任何條件（包括出示代理人獲授權證明）酌情接納
或拒絕 閣下的申請。
釐定發售價及分配香港發售股份
預期發售價將於2020年12月16日（星期三）或前後釐定。申請人須
繳付最高發售價每股香港發售股份6.75港元，另加1%經紀佣金、
0.0027%證監會交易徵費及0.005%聯交所交易費。倘若本公司與
聯席賬簿管理人（為其本身及代表包銷商）並無於2020年12月24日
（星期四）或之前協定發售價，則全球發售將不會進行。
截止辦理認購申請登記前，概不處理香港發售股份的申請或配發
任何香港發售股份。
本公司預期將於2020年12月29日（星期二）在聯交所網站
www.hkexnews.hk及本公司網站http://cnglj.com公佈協定發售
價、國際配售踴躍程度、香港公開發售認購水平及香港公開發售
分配基準。香港公開發售的分配結果以及獲接納申請人的香港身
份證╱護照╱香港商業登記號碼（如適用）將於上述網站公佈。
香港公開發售與國際配售之間的發售股份分配將根據招股章程
「全球發售的架構及條件」一節所述者予以調整。具體而言，聯
席賬簿管理人可將國際配售的發售股份重新分配至香港公開發
售以滿足香港公開發售項下的有效申請。根據聯交所發佈的指
引信HKEX-GL91-18，倘有關重新分配並非根據《上市規則》第18
項應用指引進行，該重新分配後可重新分配至香港公開發售的
發售股份總數上限不得超過初步分配至香港公開發售的兩倍（即
4,000,000股發售股份，佔全球發售項下初步提呈發售股份總數的
20%），且最終發售價應釐定為招股章程所述指示性發售價範圍的
低位數（即每股發售股份6.25港元）。
如 閣下成功申請認購香港發售股份（全部或部分）
如 閣下的申請全部或部分獲接納， 閣下的H股股票（前提是香
港公開發售於2020年12月30日（星期三）上午八時正成為無條件且
並無終止，H股股票成為有效的所有權憑證）將以香港結算代理人
名義發出，並按 閣下在申請表格的指示於2020年12月29日（星期
二）或在特別情況下由香港結算或香港結算代理人釐定的任何其他
日期直接存入中央結算系統，記存於 閣下的中央結算系統投資
者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份
戶口。
.如 閣下透過中央結算系統投資者戶口持有人以外的指定中
央結算系統參與者提出申請：香港發售股份將存入 閣下指
定的中央結算系統參與者（非中央結算系統投資者戶口持有
人）股份戶口， 閣下可向該中央結算系統參與者查詢 閣
下獲配發的香港發售股份數目。
.如 閣下以中央結算系統投資者戶口持有人身份提出申請：
本公司預期將於2020年12月29日（星期二）刊登中央結算系統
投資者戶口持有人的申請結果及香港公開發售結果。 閣下
應查閱本公司刊發的公告，如有任何資料不符，請於2020年
12月29日（星期二）或香港結算或香港結算代理人釐定的其
他日期下午五時正前知會香港結算。緊隨香港發售股份存
入 閣下的股份戶口後， 閣下即可透過「結算通」電話系統
及中央結算系統網際網路系統（根據香港結算不時有效的《投資
者戶口操作簡介》所載程序）查詢 閣下的新戶口結餘。香港
結算亦將向 閣下提供一份活動結單，列出存入 閣下股份
戶口的香港發售股份數目。
本公司不會就申請時繳付的款項發出收據，亦不會發出臨時所有
權文件。
退回款項
若 閣下未獲分配任何香港發售股份或申請僅部分獲接納，本公
司將不計利息退回 閣下的申請股款（包括相關的1%經紀佣金、
0.0027%證監會交易徵費及0.005%聯交所交易費）。如發售價低
於最高發售價，本公司將不計利息退回多繳申請股款（包括相關
的1%經紀佣金、0.0027%證監會交易徵費及0.005%聯交所交易
費）。有關退款程序載於招股章程「如何申請香港發售股份」一節
「14.寄發╱領取股票及退款」。
如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港發售股份，並
直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者戶口持有人股份戶
口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格
Sample 樣板
Sample 如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港發售股份，並
直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者戶口持有人股份戶
口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格
Sample 樣板
Sample
Personal Data
Personal Information Collection Statement
This Personal Information Collection Statement informs the
applicant for, and holder of, Hong Kong Offer Shares, of the
policies and practices of the Company and its H Share Registrar
in relation to personal data and the Personal Data (Privacy)
Ordinance (Chapter 486 of the Laws of Hong Kong) (the
「Ordinance」).
1. Reasons for the collection of your personal data
It is necessary for applicants and registered holders of securities
to supply correct personal data to the Company or its agents and
the H Share Registrar when applying for securities or transferring
securities into or out of their names or in procuring the services
of the H Share Registrar. Failure or refusal to supply the
requested data may result in your application for securities being
rejected, or in a delay or the withholding, failure or inability of
the Company or its H Share Registrar to effect the securities
transfers or otherwise render their services. It may also prevent
or delay registration or transfers of the Hong Kong Offer Shares
which you have successfully applied for and/or the dispatch of
H Share certificate(s), refund cheque(s) and/or e-Auto Refund
payment instructions to which you are entitled.
It is important that securities holders inform the Company and
the H Share Registrar immediately of any inaccuracies in the
personal data supplied and make the correction or an update
thereof.
2. Purposes
The personal data of the securities holders may be used, held,
processed, and/or stored (by whatever means) for the following
purposes:
. processing your application, refund cheque(s) and e-Auto
Refund payment instructions, where applicable, verification
of compliance with the terms and application procedures
set out in this Application Form and the Prospectus and
announcing results of allocation of the Hong Kong Offer
Shares;
. compliance with applicable laws and regulations in Hong
Kong and elsewhere;
. registering new issues or securities transfers into or out of
the names of securities holders including, where applicable,
HKSCC Nominees;
. maintaining or updating the register of securities holders of
the Company;
. verifying securities holders』 identities;
. establishing benefit entitlements of securities holders of the
Company, such as dividends, distributions in specie, rights
issues, open offers, bonus issues, etc.;
. distributing communications from the Company and its
subsidiaries;
. compiling statistical information and securities holders』
profiles;
. disclosing relevant information to facilitate claims on
entitlements; and
. any other incidental or associated purposes relating to
the above and/or to enable the Company and the H Share
Registrar to discharge their obligations to securities holders
and/or regulators and/or any other purposes to which the
securities holders may from time to time agree.
3. Transfer of personal data
Personal data held by the Company and its H Share Registrar
relating to the securities holders will be kept confidential but the
Company and its H Share Registrar may, to the extent necessary
for achieving any of the above purposes, disclose, obtain or
transfer (whether within or outside Hong Kong) the personal data
to, from or with any of the following:
. the Company’s appointed agents such as financial advisers
and the receiving bank;
. where applicants for securities request a deposit into
CCASS, HKSCC or HKSCC Nominees, who will use the
personal data for the purposes of operating CCASS;
. any agents, contractors or third-party service providers who/
which offer administrative, telecommunications, computer,
payment or other data processing services to the Company
or the H Share Registrar in connection with their respective
business operation;
. the Stock Exchange, the SFC and any other statutory
regulatory or governmental bodies, administrative
authorities, courts or otherwise as required by laws, rules or
regulations; and
. any persons or institutions with which the securities』 holders
have or propose to have dealings, such as their bankers,
solicitors, accountants, independent financial advisors or
registered securities dealers etc.
4. Retention of personal data
The Company and its H Share Registrar will keep the personal
data of the applicants and holders of securities for as long as
necessary to fulfil the purposes for which the personal data were
collected. Personal data which is no longer required will be
destroyed or dealt with in accordance with the Ordinance and
other applicable law.
5. Access to and correction of personal data
Securities holders have the right to ascertain whether the
Company or the H Registrar hold their personal data, to obtain
a copy of that data, and to correct any data that is inaccurate. In
accordance with other applicable law, the securities holder may
have the right to request for any other information required under
other applicable law or the deletion of personal data that the H
Share Registrar no longer have any lawful ground for use. The
Company and the H Share Registrar have the right to charge a
reasonable fee for the processing of such requests. However, the
H Share Registrar shall not charge any fee if it is not permitted
under applicable law.
All requests for access to data, correction of data or deletion
of data should be addressed to the Company, at the registered
address of the Company disclosed in the 「Corporate Information」
section of the Prospectus or as notified from time to time, for the
attention of the company secretaries, or the H Share Registrar for
the attention of the Privacy Compliance Officer.
By signing an Application Form or by giving electronic
application instructions to HKSCC, you agree to all of the
above.
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees
Limited (「HKSCC Nominees」) and deposited directly into the Central Clearing and Settlement System
(「CCASS」) for credit to your CCASS Investor Participant stock account or the stock account of your designated
CCASS Participant
Sample 樣板
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees
Limited (「HKSCC Nominees」) and deposited directly into the Central Clearing and Settlement System
(「CCASS」) for credit to your CCASS Investor Participant stock account or the stock account of your designated
CCASS Participant
Sample 樣板
個人資料
個人資料收集聲明
此項個人資料收集聲明是向香港發售股份的申請人
和持有人說明有關本公司及其H股股份過戶登記處
有關個人資料和香港法例第486章《個人資料（隱私）
條例》（「《條例》」）方面的政策和慣例。
1. 收集 閣下個人資料的原因
證券申請人及登記持有人以本身名義申請證券或轉
讓或受讓證券時或尋求H股股份過戶登記處的服務
時，必須向本公司或其代理人及H股股份過戶登記
處提供準確個人資料。未能或拒絕提供所要求的資
料可能導致 閣下申請證券被拒或延遲，或本公司
或其H股股份過戶登記處延誤、暫緩、無法或未能
進行證券過戶或提供服務。此舉也可能妨礙或延遲
登記或轉讓 閣下成功申請的香港發售股份及╱或
寄發 閣下應得的H股股票、退款支票及╱或電子
自動退款指示。
證券持有人所提供的個人資料如有任何錯誤，須立
即通知本公司及H股股份過戶登記處並進行更正或
更新。
2. 目的
證券持有人的個人資料可以任何方式被採用、持
有、處理及╱或保存，以作下列用途：
.處理 閣下的申請、退款支票及電子自動退款
指示（如適用）、核實是否符合本申請表格及招
股章程載列的條款和申請程序以及公佈香港發
售股份的分配結果；
.遵守香港及其他地區的適用法律法規；
.以證券持有人（包括香港結算代理人（如適用））
的名義登記新發行證券或轉讓或受讓證券；
.存置或更新本公司證券持有人名冊；
.核實證券持有人的身份；
.確定本公司證券持有人的受益權利，例如股
息、實物分派、供股、公開發售和紅股等；
.分發本公司及其附屬公司的通訊資料；
.編製統計資料和證券持有人資料；
.披露有關資料以便就權益索償；及
.與上述有關的任何其他附帶或相關用途及╱或
使本公司及H股股份過戶登記處能履行對證券持
有人及╱或監管機構承擔的責任及╱或證券持
有人不時同意的任何其他用途。
3. 轉交個人資料
本公司及其H股股份過戶登記處所持有關證券持有
人的個人資料將會保密，但本公司及其H股股份過
戶登記處可在為達到上述任何用途之必要情況下，
向下列任何人士披露、獲取或轉交（無論在香港境內
或境外）有關個人資料：
.本公司委任的代理人，例如財務顧問及收款銀
行；
.（如證券申請人要求將證券存於中央結算系統）
香港結算或香港結算代理人；彼等將會就中央
結算系統的運作使用有關個人資料；
.向本公司或H股股份過戶登記處提供與其各自業
務營運有關的行政、電訊、電腦、付款或其他
資料處理服務的任何代理人、承包商或第三方
服務供應商；
.聯交所、證監會及任何其他法定監管機關、政
府部門、行政機構或法院或其他法例、規則或
法規要求者；及
.證券持有人與其進行或擬進行交易的任何人士
或機構，例如彼等的銀行、律師、會計師、獨
立財務顧問或註冊證券商等。
4. 保留個人資料
本公司及其H股股份過戶登記處將按收集個人資料
所需的用途保留證券申請人及持有人的個人資料。
毋須保留的個人資料將會根據《條例》及其他適用法
律銷毀或處理。
5. 查閱和更正個人資料
證券持有人有權確定本公司或H股股份過戶登記處
是否持有其個人資料、索取該資料的副本及更正任
何不準確資料。證券持有人有權根據其他適用法律
要求取得該其他適用法律下所須的其他資料或刪除
H股股份過戶登記處不再有任何合法理由使用的個
人資料。本公司和H股股份過戶登記處有權就處理
該等要求收取合理費用，但H股股份過戶登記處不
可收取任何適用法律不容許的費用。
所有查閱資料、更正資料或刪除資料的要求應按招
股章程「公司資料」一節所披露或不時通知的本公司
註冊地址送交公司秘書，或向H股股份過戶登記處
的隱私條例事務主任提出。
閣下簽署申請表格或向香港結算發出電子認購指
示，即表示同意上述各項。
如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港發售股份，並
直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者戶口持有人股份戶
口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格
Sample 樣板
Sample 個人資料
個人資料收集聲明
此項個人資料收集聲明是向香港發售股份的申請人
和持有人說明有關本公司及其H股股份過戶登記處
有關個人資料和香港法例第486章《個人資料（隱私）
條例》（「《條例》」）方面的政策和慣例。
1. 收集 閣下個人資料的原因
證券申請人及登記持有人以本身名義申請證券或轉
讓或受讓證券時或尋求H股股份過戶登記處的服務
時，必須向本公司或其代理人及H股股份過戶登記
處提供準確個人資料。未能或拒絕提供所要求的資
料可能導致 閣下申請證券被拒或延遲，或本公司
或其H股股份過戶登記處延誤、暫緩、無法或未能
進行證券過戶或提供服務。此舉也可能妨礙或延遲
登記或轉讓 閣下成功申請的香港發售股份及╱或
寄發 閣下應得的H股股票、退款支票及╱或電子
自動退款指示。
證券持有人所提供的個人資料如有任何錯誤，須立
即通知本公司及H股股份過戶登記處並進行更正或
更新。
2. 目的
證券持有人的個人資料可以任何方式被採用、持
有、處理及╱或保存，以作下列用途：
.處理 閣下的申請、退款支票及電子自動退款
指示（如適用）、核實是否符合本申請表格及招
股章程載列的條款和申請程序以及公佈香港發
售股份的分配結果；
.遵守香港及其他地區的適用法律法規；
.以證券持有人（包括香港結算代理人（如適用））
的名義登記新發行證券或轉讓或受讓證券；
.存置或更新本公司證券持有人名冊；
.核實證券持有人的身份；
.確定本公司證券持有人的受益權利，例如股
息、實物分派、供股、公開發售和紅股等；
.分發本公司及其附屬公司的通訊資料；
.編製統計資料和證券持有人資料；
.披露有關資料以便就權益索償；及
.與上述有關的任何其他附帶或相關用途及╱或
使本公司及H股股份過戶登記處能履行對證券持
有人及╱或監管機構承擔的責任及╱或證券持
有人不時同意的任何其他用途。
3. 轉交個人資料
本公司及其H股股份過戶登記處所持有關證券持有
人的個人資料將會保密，但本公司及其H股股份過
戶登記處可在為達到上述任何用途之必要情況下，
向下列任何人士披露、獲取或轉交（無論在香港境內
或境外）有關個人資料：
.本公司委任的代理人，例如財務顧問及收款銀
行；
.（如證券申請人要求將證券存於中央結算系統）
香港結算或香港結算代理人；彼等將會就中央
結算系統的運作使用有關個人資料；
.向本公司或H股股份過戶登記處提供與其各自業
務營運有關的行政、電訊、電腦、付款或其他
資料處理服務的任何代理人、承包商或第三方
服務供應商；
.聯交所、證監會及任何其他法定監管機關、政
府部門、行政機構或法院或其他法例、規則或
法規要求者；及
.證券持有人與其進行或擬進行交易的任何人士
或機構，例如彼等的銀行、律師、會計師、獨
立財務顧問或註冊證券商等。
4. 保留個人資料
本公司及其H股股份過戶登記處將按收集個人資料
所需的用途保留證券申請人及持有人的個人資料。
毋須保留的個人資料將會根據《條例》及其他適用法
律銷毀或處理。
5. 查閱和更正個人資料
證券持有人有權確定本公司或H股股份過戶登記處
是否持有其個人資料、索取該資料的副本及更正任
何不準確資料。證券持有人有權根據其他適用法律
要求取得該其他適用法律下所須的其他資料或刪除
H股股份過戶登記處不再有任何合法理由使用的個
人資料。本公司和H股股份過戶登記處有權就處理
該等要求收取合理費用，但H股股份過戶登記處不
可收取任何適用法律不容許的費用。
所有查閱資料、更正資料或刪除資料的要求應按招
股章程「公司資料」一節所披露或不時通知的本公司
註冊地址送交公司秘書，或向H股股份過戶登記處
的隱私條例事務主任提出。
閣下簽署申請表格或向香港結算發出電子認購指
示，即表示同意上述各項。
如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港發售股份，並
直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者戶口持有人股份戶
口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格
Sample 樣板
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